硕士学位论文：论我国行业协会联合抵制行为的反垄断法规制.doc

1、1硕士学位论文（20 届）论我国行业协会联合抵制行为的反垄断法规制姓 名学 科 、 专 业 经 济 法 学 （ 全 日 制 法 学 硕 士 ）研 究 方 向 商 法指 导 教 师论文提交日期2论我国行业协会联合抵制行为的反垄断法规制（硕士论文摘要）行业协会是对市场失灵和政府失效的有效替代，同时也是现代市民社会的基础性力量。 1将行业协会作为研究对象进行探讨，对我国经济民主与法制建设有着极其重要的现实意义和研究价值。自改革开放以来，我国行业协会不断发展和壮大，其在社会经济生活中的地位日益显著。但同时，我们也发现当前我国行业协会的功能未能有效发挥，在实际运作中也存有诸多问题需要解决。作为行业协会惩

2、罚性手段之一的联合抵制行为，是行业协会行使经济自治权的集中体现。行业协会联合抵制在很大程度上对维护协会成员的正当权益和保护公众利益、消费者权益方面产生了积极影响。但行业协会毕竟是一个自利性组织，由其所实施的联合抵制行为难免会对市场秩序造成实质性的损害，严重破坏自由竞争，损害消费者权益。因此，本文拟在对行业协会联合抵制产生的原因、现状等内容进行全面探讨的基础上构建完善的制度框架，从而严格规制破坏市场秩序的行业协会联合抵制行为，积极引导其发挥应有的正面性功能。本文共计三万余言，分为四章予以论述。第一章为“行业协会联合抵制行为的概念之辨” 。国内学者对行业协会联合抵制的概念界定相当匮乏，关于其相关概

3、念“联合抵制”也存有较大分歧，特别是在主体范围认定上过显狭隘，已无法适应现今多样化的联合抵制行为。为弥补该研究缺陷，本文通过比较分析国内外概念界定，在全面厘清“联合抵制” 、“行业协会”定义的基础上，重新界定行业协会联合抵制行为的概念。第二章为“我国行业协会联合抵制行为产生的动因分析” 。本章尝试运用多学科知识，以全新视角重新审视该行为，并从经济动因、社会动因、行为动因和组织动因这四方面对我国行业协会联合抵制的产生原因予以全面分析和深入探讨，亦希望通过本章论证，达到引玉之效。第三章为“我国行业协会联合抵制行为的现状探析” 。本章对我国行业协会联合抵制的实践现状和法律规制现状进行了全面的探究。在

4、实践现状方面，由于我国经济政治体制的特殊性，行业协会联合抵制突显其独有特点。不仅在类1 鲁篱著：行业协会经济自治权研究 ，法律出版社 2003 年版，第 1 页。3型上呈现多样化趋势，在结果上呈现双重效应，同时还存在着盲目性、公开性较强等一系列问题。在法律规制现状方面，本章以我国反垄断法的颁布为分水岭，对行业协会联合抵制的法律规制进行全面分析，并提出我国反垄断法对行业协会联合抵制行为的规制中所存在的若干问题。第四章为“我国行业协会联合抵制行为的制度框架建构” 。先前的理论最终还是要服务于实践，因此本章可谓是论文的集大成者。该部分在前文对行业协会联合抵制概念界定、动因分析、现状探究的基础上，最终

5、构建出我国行业协会联合抵制行为的制度框架构建，如完善我国反垄断法对行业协会联合抵制的相关规定，确立我国的基本判断原则，完善行业协会联合抵制的缓冲机制，培养协会社会责任感等。关键词 行业协会 联合抵制 反垄断法 1On Anti-trust Law Regulation Concerning the Boycott Initiated by Trade Association in China(Abstract)Trade association is effective alternate under market malfunction and government ineffectiven

6、ess, while it is also the basic force of modern civil society. It is of great practical significance and research value to analyze on trade association. Since reform and opening up, the trade association in China has developed dramatically and took an important rule in social economic life. However,

7、 we also find that the function of social association is not fully exposed and there still remain a few problems to be resolved.Boycott, as one kind of punishment of trade association, is the centralized reflection that it exercises economic rights of autonomy. Trade association has positive impact

8、on protecting its members proper rights, public interests and consumers rights. On the other hand, trade association is a for-profit organization, the boycott initiated by trade association will badly damage the market order, free competition and consumers rights. Therefore, this paper, based on a b

9、road discussion on the cause and present situation of boycott, will establish a perfect system frame, stringently regulate the boycott which harm the market order, and then lead it to a positive way. This paper consists of four chapters, about 30,000 characters.Chapter one discusses the definition o

10、f the boycott initiated by trade association. Domestic scholars rarely define this concept, meanwhile, there is great divergence about the definition on the relevant concept of “boycott”. Consequently, to fetch up the limitation of research, this paper specially discusses the domestic and abroad def

11、inition on “boycott” and “trade association”, than renewedly defines the concept of the boycott initiated by trade association. Chapter two analyzes on the cause of the boycott initiated by trade association. this paper tries to thoroughly analyze and profoundly discuss the economy, society, behavio

12、r and organization aspects of such action. Also, the author also expects that this essay could lead to further achievement.2The third chapter explores the status quo of the boycott initiated by trade association. This chapter has a all-around probe and analyze on the practice situation and legal bac

13、kground. As for the aspect of practice situation, since the specialty of the Chinese economic and politic system, the boycott initiated by trade association shows its unique feature. Not only the diversified trend, but also the result turns to be dual affection, at the same time, it also contains th

14、e problem such as blindness and too much disclosure. With perspective of legal background, this paper takes the promulgation of Chinese antimonopoly law as coteau and generally analyzes the rules of the boycott initiated by trade association. The paper also put forward several issues exist in the cu

15、rrent rule of boycott.The fourth chapter is focus on the construction of the rule concerning the boycott initiated by trade association. The former theory is prepared for the practice, this chapter could be seemed as the concourse of discourses. This part finally advances the construction of rule sy

16、stem on the boycott initiated by trade association after defining the concept of trade associations boycott, analyzing the cause, and exploring the status quo. The construction involves relevant rule to perfect the Chinese Anti-monopoly Law on the boycott initiated by trade association, establish th

17、e basic judgment principle, consummate the cushion system of boycott, cultivate associations social responsibility.Key word Trade Association Boycott Antimonopoly Law1目 录 导 言 .1一、选题的缘起 .1二、国内外文献综述 .2三、本文讨论范围的界定 .5四、研究方法和创新思路 .5第一章 行业协会联合抵制行为的概念之辨 .7第一节 联合抵制的基本范畴厘定 .7一、联合抵制的国内外概念评析 .7二、联合抵制含义的重新界定 .9

18、第二节 行业协会联合抵制行为的概念界定 .9一、行业协会的含义 .9二、行业协会联合抵制行为概念的廓清 .10第二章 我国行业协会联合抵制行为产生的动因分析 .12第一节 我国行业协会联合抵制行为产生的经济动因 .12一、市场竞争机制的影响 .12二、供需规律的影响 .12三、交易成本的影响 .13第二节 我国行业协会联合抵制行为产生的社会动因 .14一、行业协会社会认可度的提高 .14二、行业协会社会责任的实现 .142第三节 我国行业协会联合抵制行为产生的心理动因 .15一、群体决策中的从众心理 .15二、寻求联合行为的规模效应 .16第四节 我国行业协会联合抵制行为产生的组织动因 .16

19、一、协会设立目的的特殊普遍性 .16二、协会成员的竞争性 .17三、协会的自治性 .17第三章 我国行业协会联合抵制行为的现状探析 .18第一节 我国行业协会联合抵制行为的实践现状 .18一、我国行业协会联合抵制行为呈现多样化类型 .18二、我国行业协会联合抵制行为呈现双重效应 .21三、我国行业协会联合抵制行为所存在的问题 .23第二节 我国行业协会联合抵制行为的法律规制现状 .24一、我国反垄断法颁布前的相关立法 .24二、我国反垄断法对行业协会联合抵制行为的有关规定 .24三、我国反垄断法对行业协会联合抵制的规制所存在的问题 .26第四章 我国行业协会联合抵制行为的制度框架建构 .28第

20、一节 完善我国反垄断法对行业协会联合抵制的相关规定 .28一、我国反垄断法中行业协会含义的具体界定 .28二、一般性规定与具体列举相结合 .29三、完善行业协会联合抵制行为的法律责任 .29四、我国反垄断法对行业协会予以专章规制的思考 .313第二节 确立我国行业协会联合抵制行为的基本判断原则 .32一、美国对行业协会联合抵制行为基本判断原则的历史变迁 .32二、美国基本判断原则在中国适用的思考路径 .34三、基本判断原则在我国的具体适用 .35第三节 完善行业协会联合抵制行为的缓冲机制 .39一、针对协会成员设置的缓冲机制 .39二、针对非协会成员设置的缓冲机制 .40第四节 行业协会与公共利益的建构社会责任感的培养 .41一、培养社会责任感是协会成员社会责任的逻辑延伸 .41二、培养社会责任感有利于取得社会公众的认可 .42三、培养社会责任感有利于缓和与政府之间的紧张关系 .42四、培养社会责任感有利于促进联合抵制行为产生积极效应 .42结 语 .43参考文献 .44在读期间发表的学术论文与研究成果 .49后 记 .50