中国知识产权保护进展.ppt

1、,China Patent Agent (H.K.) Ltd.中国专利代理（香港）有限公司,IPR Protection Updated In China中国知识产权保护进展,Chinese IP System & Statistics知识产权保护体系及（商标专利）申请量,Trademark Applications and Registrations 商标申请及注册Patent Applications and Prosecutions 专利申请及授权 Judicial Reviews (on TRAB / PRBs decisions) （对商标评审委和专利复审委决定）的行政诉讼（即司法审

2、查） IP Enforcement 知识产权的权利行使Main Points of Suggested Amendments to Trademark Law and Patent Law 商标法和专利法建议修改之要点,1.1 Trademark Registration System商标注册制度,Trademark Office: Examination, Registration & Opposition of Trademark Application 商标局：商标申请的审查、注册和异议Trademark Review and Adjudication Board (TRAB): Tra

3、demark Review, Cancellation & Defense to Judicial Reviews 商标评审委员会（商评委）：商标复审、撤销和司法审查抗辩Beijing First Intermediate Court: First Instance Judicial Review 北京第一中级人民法院：行政诉讼（一审）Beijing Higher Court: Second Instance Judicial Review 北京高级人民法院：行政诉讼（二审）Supreme Court: Optional Supervision on Judicial Review 最高人民法

4、院：行政诉讼（选择性再审）Case: Nan Sing Ltd. vs. TRAB (Beijing first intermediate court: basic legal principle) 案例：南兴公司诉商评委（北京第一中级人民法院：基本法律原则的适用）,1.2 Statistics of Trademark Applications Filed and Registered in / from China (1997 - 2006)商标申请和注册量（1997-2006）,1.4 Well-Known Trademarks Recognition System驰名商标认定体系,We

5、ll-known trademarks recognized 认定驰名商标 by the Trademark Office (in handling trademark administration cases as well as in examination of opposition cases) 由商标局(在商标管理案件中以及在商标异议案件中）认定 by the TRAB (in examination of trademark cancellation and reexamination cases) 由商评委(在商标争议案件中）认定by courts (in trials of d

6、isputes over trademark infringement) 由法院（在审理商标侵权纠纷案件中）认定 197 well-known trademarks recognized in 2007, totally over 1,000 well-known trademarks recognized in China2007年认定驰名商标197件，累计认定驰名商标超过1000件,2.1 Patent Prosecution System 专利审查制度,State Intellectual Property Office (SIPO): Patent Prosecution & Issu

7、ance 国家知识产权局（国知局）：专利审查和授权Patent Reexamination Board (PRB): Patent Reexamination, Patent Invalidation, & Defense to Judicial Reviews 专利复审委员会（专利复审委）：专利复审、无效和抗辩司法审查Beijing First Intermediate Court: First Instance Judicial Review 北京第一中级人民法院：行政诉讼（一审）Beijing Higher Court: Second Instance Judicial Review 北

8、京高级人民法院：行政诉讼（二审）Supreme Court: Optional Supervision on Judicial Review 最高人民法院：行政诉讼（选择性再审）Case: Mr. XU Wenqing vs. PRB (Supreme Court: the principle of hearing) 案例：许文庆诉专利复审委（最高人民法院：听证原则的确认）,2.2. Examples of Judicial Review Cases CPAs clients won CPA为当事人胜诉的一些行政诉讼案件,RCA licensing vs. PRB (non-obviousne

9、ss 创造性) Thomson vs. PRB (novelty and non-obviousness新颖性和创造性)Pfizer vs. PRB (sufficiency and data requirements充分公开和数据要求)Sharp & Yodogawa vs. PRB (PRBs burden of proof专利复审委的举证责任)DyStar vs. PRB (the principle of hearing 听证原则)Lion Corp. vs. PRB (support of the claims from description说明书对权利要求的支持)Lilly vs

10、. PRB (support of the claims from description说明书对权利要求的支持)Nan Sing Ltd. vs. TRAB (basic legal principle基本法律原则),2.3 Statistics of Patent Applications Filed and Patents Issued in China (1998 - 2007)中国专利申请和专利授权量（1998-2007),2.5 Distribution of Foreign Patent Applications Accepted in 20062006年外国专利申请量分布,Pa

11、tent applications for invention filed from overseas 来自境外的发明专利申请量分布,3.1. IP Enforcement Against Infringement / Counterfeit针对侵权/假冒行为的知识产权权利行使,Administrative Approach 行政途径Criminal Judicial Approach 刑事司法途径Civil Judicial Approach 民事司法途径Customs / Border Measures 海关边境措施,3.2. Authorities Available in Admini

12、strative Approach处理知识产权纠纷的行政机关,Local AIC (Administration of Industry and Commerce)当地工商局Local IPO (Intellectual Property Office)当地知识产权局Local CAB (Copyright Administration Bureau)当地版权局 Local TSB (Technology Supervision Bureau)当地技术监督局Local FDA (Food and Drug Administration)当地食品与药品管理局Case: Counterfeit T

13、okai Gas Lighter Case (Hunan TSB) 打火机Tokai品牌假冒案(湖南技术监督局),3.3. Criminal Judicial Approach 刑事司法途径,Complaint by a party or Case-transfer from Administrative Authorities 当事人举报或行政机关案件移送Case Acceptance and Investigation by PSB (Public Security Bureau)公安局立案、调查 Public Prosecution by PP (Public Prosecutor)检察

14、院提起公诉Trials and Judgment by a Court at the County Level 区县级人民法院审理、判决Second Instance and Final Review by Intermediate Court 中级人民法院二审终审Case: Counterfeit OSRAM Lamp-bulb Case (Hangzhou district court) 灯泡OSRAM品牌假冒案 (杭州下城区法院）,3.4. Statistics of IP Criminal Cases in 20062006年知识产权刑事案量,2,277 IP criminal cas

15、es closed, 3,508 persons publicly prosecuted, 3,507 persons given sentences (guilty) 审结2277知识产权刑事案，公诉3508人，3507人被判刑Among them 其中 769 IP counterfeiting / infringement crimes, 1,212 persons prosecuted 769起假冒/侵犯知识产权罪，1212人被起诉 437 crimes of production and sale of fake or poor quality products (involving

16、 IP), 766 persons prosecuted 437起生产销售伪劣产品罪（涉及知识产权），766人被起诉 1,066 crimes of illegal businesses (involving IP), 1,525 persons prosecuted 1066起非法经营罪（涉及知识产权），1525人被起诉 5 other crimes, 5 persons prosecuted 5起其他罪，5人被起诉,3.5 Judicial Organizations for IP Enforcement 知识产权权利行使的司法机关,First instance,Second & Firs

17、t instance,Optional Supervision &Second & First instance,Optional Supervision,3.6 Jurisdiction over IP enforcement Cases (Statistics before July 2007)法院对知识产权案件的级别管辖（2007年7月统计）,First Instance Court Authorized by the Supreme Court : 最高法院指定的一审法院 67 intermediate courts: Patent cases 专利案件 38 intermediate

18、 courts: New plant varieties cases 植物新品种案件 43 intermediate courts:Layout-design of integrated circuits cases 集成电路布图设计案件 26 district courts: IP cases other than those as mentioned above (including copyright, IP-related contractual and unfair competition disputes) 其他知识产权案件，包括版权、与知识产权有关的 合同和不正当竞争案件33 H

19、igher Courts1 Supreme Court,3.7. Statistics of IP Enforcement Cases (First Instance) in 2006 2006年知识产权权利行使一审案件统计,3.8. Administrative/Civil Judicial Approach Comparison行政途径和民事司法途径的比较,Local Authorities 当地行政机关 Application of local regulations and national law 适用地方规定和国家法律On-site Investigation / Raid act

20、ion 现场调查No power to adjudicate damages 无权裁定赔偿数额Judicial reviews by intermediate and higher courts 接受中级和高级法院的司法审查,Authorized District /Intermediate/higher courts 各地经授权的区、中级法院和高级法院Application of national law and judicial interpretation 适用国家法律和司法解释Evidence/property preservation and Preliminary injuncti

21、on 证据/财产保全和临时禁令Determination of damages裁定赔偿数额Appellate review by a higher court 可上诉至高一级别法院,3.9. Considerable Elements for Selection of Approach 选择途径时需考虑的因素,Patent cases : Court, IPO 专利案：法院、地方知识产权局Trademark cases : AIC, TSB, PSB, Court 商标案：工商局、技监局、公安局、法院Copyright cases : Court, CAB, PSB 版权案：法院、地方版权局、

22、公安局Unfair Competition cases : AIC, TSB, PSB , Court 不正当竞争案：工商局、技监局、公安局、法院Counterfeit Drug cases: SFDA/FDA , PSB , AIC, Court 假药案：国家/地方药监局、公安局、工商局、法院,3.10. Customs / Border Measures 海关边境措施,IP rights recordal in the Customs 知识产权海关备案Customs ex officio monitoring and seizing 海关依职权监管和查扣Partys petition to

23、 seize suspected infringing / counterfeit goods 当事人请求查扣涉嫌侵权/假冒货物Bond/Guarantee 担保金Identification of infringing / counterfeit goods 侵权/假冒货物的识别Resolving of disputes, if any, before courts 发生纠纷时由法院解决 Confiscating and/or destroying of infringing / counterfeit goods 侵权/假冒货物的没收和/销毁,3.11. IP Customs Protec

24、tion知识产权海关保护,Over 11000 IP Rights recorded before Chinese Custom General during October 1995 and June 2007; wherein Nearly 2000 IP Rights recorded during 2006 1995年10月至2007年6月在海关总局备案了超过11000件知识产权3310 batches of infringing goods seized in 2007, wherein 1181 batches (1151 cases of exportation and 30 c

25、ases of importation) of infringing goods seized in the first half year of 2007, involving 1783 trademarks, 25 patents and 1474 copyrights 2007年海关查获3310起侵犯知识产权货物，其中2007年上半年查获1181起，包括1151起出口案和30起进口案，涉及1783件商标权，25件专利权和1474件版权,3.12. Relieves/Remedies in Civil Action民事司法救济,(Official Evidence Preservation

26、)证据保全(Official Property Preservation)财产保全Preliminary Injunction (pre-trial or in the course of trials)临时禁令（诉前或诉中）Permanent injunction永久禁令Compensation for damages损害赔偿Optional public apology 有时须公开赔礼道歉 Cases: Glaxo v. SouthWest Pharmaceuticals (Chongqin intermediate court) 葛兰素诉西南药厂（重庆中级人民法院）,3.13. Requ

27、irements for Preliminarily Injunction临时禁令的要求,Request for Preliminary Injunction 临时禁令请求Validity of IP Rights 知识产权有效性Likelihood of Infringement 侵权可能性Irreparable Damage / Harm 不可弥补的损害Reasonable Amount of Bond 合理数额的担保金Case: Alfa Laval v. Hankering (Shanghai Sec. Inter. Court) 阿伐拉瓦尔诉恒力 (上海第二中级人民法院）,3.12

28、Statistics of IP Preliminary Measures in 2006 2006年知识产权临时措施统计,3.14. Damage Calculation 损害赔偿的计算方法,Right Owners losses 权利人的损失Infringers profits 侵权人的获利Maximum of three (3) Times of Reasonable Royalty 最多3倍的合理数额之许可费 Statutory Damage (Maximum of RMB 500,000 yuan , about US $65,000) 法定赔偿（最多人民币500,000元，大约合美

29、元65,000)Cases: China Food Chint vs. Schneider 正泰诉施耐德 (Wenzhou intermediate court, damage of RMB 3.3 billions ruled),3.15. Burden of Proof举证责任,He who claims shall produce evidence to support the claims 谁主张，谁举证Shift of Burden of Proof 举证责任的转移Reverse of Burden of Proof 举证责任的倒置Time Limit of Producing Ev

30、idence 举证期限Extension of Time Limit for Producing Evidence 举证期限的延期Official Evidence Preservation 法院证据保全Technical Appraisal 技术鉴定 Cases: Glaxo v. SouthWest Pharmaceuticals葛兰素诉西南药厂; Lilly v. Hansen (Supreme Court) 礼来诉豪森（最高人民法院）,3.16. Non-infringement Declaration 不侵权宣告,Notice of Existence of Valid IP Rig

31、hts 告示函Cease and Desist Letter or Warning Letter 警告函Threatening and Business Disturbing 威胁和商业干扰Non-infringement Declaration 不侵权宣告Counterclaims for torts (slandering/defaming) 反诉（诽谤/诋毁的）侵权行为Case: Jiansu LongBao vs. JiangSu LangLiFu; Hebei Double Ring v. Honda; and Watson vs. Lilly (the Supreme Courts rulings) 案件：江苏龙宝诉江苏朗力福；河北双环诉本田；江苏华生诉礼来（最高院书面裁定）,Thank you!,Wu, YuhePatent Attorney / Attorney-at-lawLegal affairs department of CPAContact information:Hong Kong: Tel: (852) 2828 4688; Fax: (852) 2827 1018 Beijing: Tel:(86 10) 66211588; Fax: (86 10) 66211986Email: ,