1、For Main Board listed issuersMonthly Return for Collective Investment Scheme listed under Chapter 20 of the Exchange Listing Rules (other than listed open-ended Collective Investment Scheme) on Movements in UnitsFor the month ended (dd/mm/yyyy) : To : Hong Kong Exchanges and Clearing LimitedName of
2、SchemeDate SubmittedStock Code _I. Movements in InterestsNo. of units(1) (2)Balance at close of preceding monthIncrease/ (decrease) during the monthEGM approval dateBalance at close of the monthFor Main Board listed issuersII. Details of Movements in UnitsUnit Options (under Unit Option Schemes of t
3、he Scheme)Movement during the monthParticulars of unit option schemeincluding EGM approval date (dd/mm/yyyy) Granted Exercised Cancelled LapsedNo. of new units in Scheme issued during the month pursuant thereto No. of new units in Scheme which may be issued pursuant thereto as at close of the month1
4、.( / / )2.( / / )3.( / / )Total A.Total funds raised during the month from exercise of options (State currency)For Main Board listed issuersWarrants to Issue Units in the Scheme which are to be ListedDescription of warrants(Date of expiry - dd/mm/yyyy)Currency of nominal valueNominal value at close
5、of preceding monthExercised during the monthNominal value at close of the monthNo. of new units in Scheme issued during the month pursuant thereto No. of new units in Scheme which may be issued pursuant thereto as at close of the month1.( / / )Stock code (if listed)Subscription priceEGM approval dat
6、e (if applicable)(dd/mm/yyyy) ( / / ) 2.( / / )Stock code (if listed)Subscription priceEGM approval date (if applicable)(dd/mm/yyyy) ( / / )3.( / / )Stock code (if listed)Subscription priceEGM approval date (if applicable)(dd/mm/yyyy) ( / / )4.( / / )Stock code (if listed)Subscription priceEGM appro
7、val date (if applicable)(dd/mm/yyyy) ( / / )Total B.For Main Board listed issuersConvertibles (i.e. Convertible into Units in the Scheme which are to be Listed)Class and descriptionCurrency of amount outstandingAmount at close of preceding monthConverted during the monthAmount at close of the monthN
8、o. of new units in Scheme issued during the month pursuant theretoNo. of new units in Scheme which may be issued pursuant thereto as at close of the month1.Stock code (if listed)Subscription priceEGM approval date (if applicable)(dd/mm/yyyy) ( / / )2.Stock code (if listed)Subscription priceEGM appro
9、val date (if applicable)(dd/mm/yyyy) ( / / )3.Stock code (if listed)Subscription priceEGM approval date (if applicable)(dd/mm/yyyy) ( / / )4.Stock code (if listed)Subscription priceEGM approval date (if applicable)(dd/mm/yyyy) ( / / )Total C.For Main Board listed issuersAny other Agreements or Arran
10、gements to Issue Units in the Scheme which are to be Listed, including Options (other than under Unit Option Schemes) Full particulars including EGM approval date (dd/mm/yyyy),if applicable:No. of new units in Scheme issued during the month pursuant theretoNo. of new units in Scheme which may be iss
11、ued pursuant thereto as at close of the month 1.( / / )2.( / / )3.( / / )Total D.For Main Board listed issuersOther Movements in UnitsType of IssueNo. of new units in Scheme issued during the month pursuant theretoNo. of new units in Scheme which may be issued pursuant thereto as at close of the mon
12、th Issue and allotment date : (dd/mm/yyyy) ( / / )1. Rights issue At price : State currencyEGM approval date (dd/mm/yyyy) ( / / )Issue and allotment date : (dd/mm/yyyy) ( / / )2. Open offer At price : State currencyEGM approval date (dd/mm/yyyy) ( / / )Issue and allotment date : (dd/mm/yyyy) ( / / )
13、3. Placing At price : State currencyEGM approval date (dd/mm/yyyy) ( / / )Issue and allotment date : (dd/mm/yyyy) ( / / )4. Bonus issueEGM approval date (dd/mm/yyyy) ( / / )Issue and allotment date : (dd/mm/yyyy) ( / / )5. Scrip dividend At price : State currencyEGM approval date (dd/mm/yyyy) ( / /
14、)Cancellation date : (dd/mm/yyyy) ( / / )6. Repurchase of unitsEGM approval date (dd/mm/yyyy) ( / / )Redemption date : (dd/mm/yyyy) ( / / )7. Redemption of unitsEGM approval date (dd/mm/yyyy) ( / / )For Main Board listed issuersType of IssueNo. of new units in Scheme issued during the month pursuant
15、 theretoNo. of new units in Scheme which may be issued pursuant thereto as at close of the month Issue and allotment date : (dd/mm/yyyy) ( / / )8. Consideration issue At price : State currencyEGM approval date (dd/mm/yyyy) ( / / )Issue and allotment date : (dd/mm/yyyy) ( / / )9. Other (Please specif
16、y) At price : State currencyEGM approval date (dd/mm/yyyy) ( / / )Total E.Total increase / (decrease) during the month (i.e. Total of A to E):(This figure should be the same as the relevant figure under I above (“Movements in Interests”).)For Main Board listed issuersRemarks (if any):Submitted by: _
17、Title: _(Director, Secretary or other duly authorised officer)Note : If there is insufficient space, please append the prescribed continuation sheet.適用於主板上市發行人根據上市規則第二十章上市的集體投資計劃（不包括已上市的開放式集體投資計劃）的單位變動月報表截至月份（日月年）：致：香港交易及結算所有限公司計劃名稱呈交日期證券代號 _I. 權益變動單位數目(1) (2)上月底結存本月增加（減少）股東特別大會批准日期本月底結存適用於主板上市發行人II. 單位變動詳情單位期權（根據計劃的單位期權計劃）本月內變動單位期權計劃詳情，包括股東特別大會通過日期 (日/月/年) 授出 行使 註銷 失效本月內因此發行的計劃新單位數目 本月底因此可能發行的計劃新單位數目1.( / / )2.( / / )3.( / / )總數 A.本月內因行使期權所得資金總額 (請註明貨幣)
