1、ndoverallleadershipresponsibilityforsafety.AdministrativeDeputyiswithinthescopeoftheirrespectiveresponsibilitiesatvariouslevelsofsecurityresponsibility,inchargeofsecurityworkinthecontextofleadership,responsibletotheChief.Fifthopenpitproductionsafetyaccidentinvestigationsystem,performedonaproductions
2、afetyaccident“fourno“principle.Imposedonproductionsafetyaccidentreportstepbystepreportingthreechannels,namely,UnitChief,administrationandsafetysupervisionsystemcounterparttosuperiorleadership,reportsinatimelymanner.Sixthpitmustimplementthe“whoisinchargeofwhosincharge“and“hosemustbesafe“principlesinp
3、lanning,layout,checkproductionwork,summarizedandevaluatedatthesametime,plans,features,review,summary,ratingsafetywork.Firmlyestablishing“safetyistheeffectiveness,safetyisthecredibility,safetyisthecompetitiveness“awareness,tomakesafetywork.Seventhminingtradeunionorganizationaccordingtolawtheworkersto
4、participateintheworksafetyofdemocraticmanagementanddemocraticsupervision,safeguardworkerslegitimaterightsandinterestsinrespectofsafety.PersonaldeathandaTradeUnionhastherighttoparticipateinthemajoraccidentinvestigations,relyonthemassestodoproductionsafetywork.Eighthpitmustbebasedonrelevantlawsandregu
5、lations,industrystandardsandcompanyandGodsstandards,rulesandregulationsissuedbythecompany,developingrulesandregulationsforcoalproduction,institutionalizationan第四套一、单项选择题(本题共 60 个小题，每题 05 分，共 30 分。在每题给出的 4 个选项中，只有 1 项最符合题目要求，请将正确选项的代码填入括号内)1芝加哥期货交易所(CBOT)，成立于()年。A1845B1848C1853D185521982 年，最早推出了股指期货合
6、约的交易所是()。ACBOTBCOMEXCNYMEXDKCBT3对于期货交易来说，保证金比率越低，期货交易的杠杆作用就()。A越大B越小C越不稳定D越稳定4()对期货商的期货交易具有一定程度的避险作用。A现货交易B期权交易C远期交易D期货交易51993 年下半年，我国各类期货交易所的数量达到()多家。A20B30C40D506()功能是针对期货投机者来说的，也是期货市场的基本功能之一。A获取实物商品B发展经济C便利交易D风险投机7期货交易中套期保值的作用是()。A消除风险B转移风险C发现价格D交割实物8由于期货价格具有较强的预期性、连续性和公开性，使得期货价格具有一定的()。ndoverall
7、leadershipresponsibilityforsafety.AdministrativeDeputyiswithinthescopeoftheirrespectiveresponsibilitiesatvariouslevelsofsecurityresponsibility,inchargeofsecurityworkinthecontextofleadership,responsibletotheChief.Fifthopenpitproductionsafetyaccidentinvestigationsystem,performedonaproductionsafetyacci
8、dent“fourno“principle.Imposedonproductionsafetyaccidentreportstepbystepreportingthreechannels,namely,UnitChief,administrationandsafetysupervisionsystemcounterparttosuperiorleadership,reportsinatimelymanner.Sixthpitmustimplementthe“whoisinchargeofwhosincharge“and“hosemustbesafe“principlesinplanning,l
9、ayout,checkproductionwork,summarizedandevaluatedatthesametime,plans,features,review,summary,ratingsafetywork.Firmlyestablishing“safetyistheeffectiveness,safetyisthecredibility,safetyisthecompetitiveness“awareness,tomakesafetywork.Seventhminingtradeunionorganizationaccordingtolawtheworkerstoparticipa
10、teintheworksafetyofdemocraticmanagementanddemocraticsupervision,safeguardworkerslegitimaterightsandinterestsinrespectofsafety.PersonaldeathandaTradeUnionhastherighttoparticipateinthemajoraccidentinvestigations,relyonthemassestodoproductionsafetywork.Eighthpitmustbebasedonrelevantlawsandregulations,i
11、ndustrystandardsandcompanyandGodsstandards,rulesandregulationsissuedbythecompany,developingrulesandregulationsforcoalproduction,institutionalizationanA期间性B权威性C离散性D滞后性9以盈利为目的的期货交易所是()期货交易所。A会员制B公司制C法人制D合伙制10期货交易所的总经理不能行使的职权是()。A决定期货交易所机构设置方案、聘任和解聘工作人员B决定期货交易所变更方案C拟订期货交易所合并、分立、解散和清算的方案D决定期货交易所员工的工资和奖惩
12、11大连商品交易所的期货结算部门是()。A附属于期货交易所的相对独立机梅B交易所的内部机构C由几家期货交易所共同拥有D完全独立于期货交易所12下列对期货公司营业部的理解，错误的是()。A营业部的民事责任由期货公司承担B不得超过期货公司授权范围开展业务C营业部不具有法人资格D期货公司无须对营业部实行统一管理13期货合约的条款由()确定。A买方和卖方B仅由买方C交易所D中间人和交易商14下列不属于期货合约组成要素的是()。A交易品种B每日价格最大波动限制C最小变动价位D交易价格15按照交易标的期货可以划分为商品期货和金融期货，下列属于金融期货的是()。A农产品期货B有色金属期货C能源期货D货币期货
13、ndoverallleadershipresponsibilityforsafety.AdministrativeDeputyiswithinthescopeoftheirrespectiveresponsibilitiesatvariouslevelsofsecurityresponsibility,inchargeofsecurityworkinthecontextofleadership,responsibletotheChief.Fifthopenpitproductionsafetyaccidentinvestigationsystem,performedonaproductions
14、afetyaccident“fourno“principle.Imposedonproductionsafetyaccidentreportstepbystepreportingthreechannels,namely,UnitChief,administrationandsafetysupervisionsystemcounterparttosuperiorleadership,reportsinatimelymanner.Sixthpitmustimplementthe“whoisinchargeofwhosincharge“and“hosemustbesafe“principlesinp
15、lanning,layout,checkproductionwork,summarizedandevaluatedatthesametime,plans,features,review,summary,ratingsafetywork.Firmlyestablishing“safetyistheeffectiveness,safetyisthecredibility,safetyisthecompetitiveness“awareness,tomakesafetywork.Seventhminingtradeunionorganizationaccordingtolawtheworkersto
16、participateintheworksafetyofdemocraticmanagementanddemocraticsupervision,safeguardworkerslegitimaterightsandinterestsinrespectofsafety.PersonaldeathandaTradeUnionhastherighttoparticipateinthemajoraccidentinvestigations,relyonthemassestodoproductionsafetywork.Eighthpitmustbebasedonrelevantlawsandregu
17、lations,industrystandardsandcompanyandGodsstandards,rulesandregulationsissuedbythecompany,developingrulesandregulationsforcoalproduction,institutionalizationan16全球最大的铝期货交易市场是()。A东京工业品交易所和伦敦金属交易所B东京工业品交易所和纽约商业交易所C伦敦金属交易所和纽约商业交易所D芝加哥商品交易所和伦敦金属交易所17以下期货合约中，交易手续费为 2 元手的是()。A上海期货交易所天然橡胶期货合约B大连商品交易所黄大豆期货合
18、约C郑州商品交易所小麦期货合约D上海期货交易所阴极铜期货合约18在上海期货交易所，若黄铜期货合约连续两个交易日涨停，则随后第三个交易日的涨跌停板的幅度为()。A4B5C6D819郑州小麦期货市场某一合约的卖出价格为 1150 元吨，买入价格为 1151 元吨，前一成交价为 1153 元吨，那么该合约的撮合成交价应为()元吨。A1150B1151C1152D115320关于限仓制度说法不正确的是()。A为了防止市场风险过度集中和防范操纵市场的行为B是对交易者持仓数量加以限制的制度C限仓的形式只能是对会员的持仓量限制和对客户的持仓量限制两种D限仓制度和大户报告制度是降低市场风险的有效机制21郑州商
19、品交易所的 PTA、白糖和棉花期货的交割结算价是()。A期货合约交割月第一个交易日起至最后交易日所有结算价格的加权平均价B期货合约交割月第一个交易日起连续十个交易日所有结算价格的加权平均价C期货合约最后交易目的结算价D配对日结算价22建立期货市场的初衷是()动机。A保值B增值C投机D获利23对于进行多头套期保值的投资者来说，他希望()。A将来商品价格下跌B将来商品价格上涨ndoverallleadershipresponsibilityforsafety.AdministrativeDeputyiswithinthescopeoftheirrespectiveresponsibilitiesa
20、tvariouslevelsofsecurityresponsibility,inchargeofsecurityworkinthecontextofleadership,responsibletotheChief.Fifthopenpitproductionsafetyaccidentinvestigationsystem,performedonaproductionsafetyaccident“fourno“principle.Imposedonproductionsafetyaccidentreportstepbystepreportingthreechannels,namely,Uni
21、tChief,administrationandsafetysupervisionsystemcounterparttosuperiorleadership,reportsinatimelymanner.Sixthpitmustimplementthe“whoisinchargeofwhosincharge“and“hosemustbesafe“principlesinplanning,layout,checkproductionwork,summarizedandevaluatedatthesametime,plans,features,review,summary,ratingsafety
22、work.Firmlyestablishing“safetyistheeffectiveness,safetyisthecredibility,safetyisthecompetitiveness“awareness,tomakesafetywork.Seventhminingtradeunionorganizationaccordingtolawtheworkerstoparticipateintheworksafetyofdemocraticmanagementanddemocraticsupervision,safeguardworkerslegitimaterightsandinter
23、estsinrespectofsafety.PersonaldeathandaTradeUnionhastherighttoparticipateinthemajoraccidentinvestigations,relyonthemassestodoproductionsafetywork.Eighthpitmustbebasedonrelevantlawsandregulations,industrystandardsandcompanyandGodsstandards,rulesandregulationsissuedbythecompany,developingrulesandregul
24、ationsforcoalproduction,institutionalizationanC将来商品价格不变D无所谓商品价格是否变化24若市场由正向市场转变为反向市场，则基差会()。A走强B走弱C不变D不确定25在正常市场中，当基差绝对值变大时，代表()。A期货价格上涨的幅度较现货价格大B期货价格上涨的幅度较现货价格小C期货价格下跌的幅度较现货价格大D现货价格不变，期货价格下跌26美元较欧元贬值，此时最佳策略为()。A卖出美元期货，同时卖出欧元期货B买入欧元期货，同时买人美元期货C卖出美元期货，同时买入欧元期货D买人美元期货，同时卖出欧元期货27根据确定具体时点的实际交易价格的权利归属划分，
25、若基差交易时间的权利属于买方，则称之为()。A买方叫价交易B卖方叫价交易C盈利方叫价交易D亏损方叫价交易28以下对期货投机交易说法正确的是()。A期货投机交易以获取价差收益为目的B期货投机者是价格风险的转移者C期货投机交易等同于套利交易D期货投机交易在期货与现货两个市场进行交易29在正向市场中，如果行情上涨，则()合约的价格可能上升得更多。A远期月份B近期月份C中期月分D采用金字塔式方法买入的30在反向市场中，某投机者若想做多头，他应()。A买入交割月份较远的合约B卖出交割月份较近的合约C买入交割月份较近的合约D卖出交割月份较远的合约31某投机者认为 3 月份大豆期货价格会上升，故以 2840
26、 元吨买入 l 手大豆合约。此后大豆价格不升反而下降到 2760 元吨，该投机者继续买人 1 手以待价格反弹回来再平仓了ndoverallleadershipresponsibilityforsafety.AdministrativeDeputyiswithinthescopeoftheirrespectiveresponsibilitiesatvariouslevelsofsecurityresponsibility,inchargeofsecurityworkinthecontextofleadership,responsibletotheChief.Fifthopenpitproduct
27、ionsafetyaccidentinvestigationsystem,performedonaproductionsafetyaccident“fourno“principle.Imposedonproductionsafetyaccidentreportstepbystepreportingthreechannels,namely,UnitChief,administrationandsafetysupervisionsystemcounterparttosuperiorleadership,reportsinatimelymanner.Sixthpitmustimplementthe“
28、whoisinchargeofwhosincharge“and“hosemustbesafe“principlesinplanning,layout,checkproductionwork,summarizedandevaluatedatthesametime,plans,features,review,summary,ratingsafetywork.Firmlyestablishing“safetyistheeffectiveness,safetyisthecredibility,safetyisthecompetitiveness“awareness,tomakesafetywork.S
29、eventhminingtradeunionorganizationaccordingtolawtheworkerstoparticipateintheworksafetyofdemocraticmanagementanddemocraticsupervision,safeguardworkerslegitimaterightsandinterestsinrespectofsafety.PersonaldeathandaTradeUnionhastherighttoparticipateinthemajoraccidentinvestigations,relyonthemassestodopr
30、oductionsafetywork.Eighthpitmustbebasedonrelevantlawsandregulations,industrystandardsandcompanyandGodsstandards,rulesandregulationsissuedbythecompany,developingrulesandregulationsforcoalproduction,institutionalizationan结 2 手头寸，此种作法称为()。A金字塔买入B金字塔卖出C平均买低D平均卖高32关于一般性的资金管理要领，下列说法不正确的是()。A投资额必须限制在全部资本的
31、50以内B在任何单个市场上投入的总资金必须限制在总资本的 1015以内C在任何单个市场上的最大总亏损金额必须限制在总资本的 10以内D在任何一个市场群类上所投入的保证金总额必须限制在总资本的 2025以内33套利行为能()市场的流动性。A提高B降低C消除D不确定34在国际期货市场上，套利交易的佣金一般()。A比单盘交易的佣金费低B是单盘交易的佣金费的两倍C等同于单盘交易的佣金费D比一个单盘交易的佣金费要高，但又不及一个回合单盘交易的两倍35在正向市场上，如果近期供给量增加而需求量减少，则可能会导致()。A近期合约价格的跌幅小于远期合约B近期合约价格的跌幅大于远期合约C近期合约价格的涨幅大于远期
32、合约D近期合约价格的涨幅等于远期合约36某投资者在上海期货交易所进行铜期货蝶式套利，他应该买入 5 手 3 月SHFE 铜期货合约，同时卖出 8 手 5 月 SHFE 铜期货合约，再()。A在第二天买入 3 手 7 月 SHFE 铜期货合约B同时卖出 3 手 1 月 SHFE 铜期货合约C同时买人 3 手 7 月 SHFE 铜期货合约D在第二天买人 3 手 1 月 SHFE 铜期货合约37当印尼灾害性天气出现时，国际市场上天然橡胶的期货价格会()。A上涨B下跌C不变D不确定38下面关于交易量和持仓量的关系，描述正确的是()。A只有当新的买入者和卖出者同时入市时，持仓量才会增加，同时交易量下降B
33、当买卖双方有一方作平仓交易时，持仓量和交易量均增加ndoverallleadershipresponsibilityforsafety.AdministrativeDeputyiswithinthescopeoftheirrespectiveresponsibilitiesatvariouslevelsofsecurityresponsibility,inchargeofsecurityworkinthecontextofleadership,responsibletotheChief.Fifthopenpitproductionsafetyaccidentinvestigationsyste
34、m,performedonaproductionsafetyaccident“fourno“principle.Imposedonproductionsafetyaccidentreportstepbystepreportingthreechannels,namely,UnitChief,administrationandsafetysupervisionsystemcounterparttosuperiorleadership,reportsinatimelymanner.Sixthpitmustimplementthe“whoisinchargeofwhosincharge“and“hos
35、emustbesafe“principlesinplanning,layout,checkproductionwork,summarizedandevaluatedatthesametime,plans,features,review,summary,ratingsafetywork.Firmlyestablishing“safetyistheeffectiveness,safetyisthecredibility,safetyisthecompetitiveness“awareness,tomakesafetywork.Seventhminingtradeunionorganizationa
36、ccordingtolawtheworkerstoparticipateintheworksafetyofdemocraticmanagementanddemocraticsupervision,safeguardworkerslegitimaterightsandinterestsinrespectofsafety.PersonaldeathandaTradeUnionhastherighttoparticipateinthemajoraccidentinvestigations,relyonthemassestodoproductionsafetywork.Eighthpitmustbeb
37、asedonrelevantlawsandregulations,industrystandardsandcompanyandGodsstandards,rulesandregulationsissuedbythecompany,developingrulesandregulationsforcoalproduction,institutionalizationanC当买卖双方均为原交易者，双方均为平仓时，持仓量下降，交易量增加D当双方合约成交后，以交割形式完成交易时，一旦交割发生，持仓量不变39下列有关对称三角形的说法错误的是()。A对称三角形持续时间不应过长B越靠近三角形的顶点其功能就越不
38、明显C对称三角形只是原有趋势的修整D对称三角形的突破位置应在三角形横行宽度的 12 到 35 处40艾略特波浪理论的最大缺限在于()。A面对同一个形态，不同的人会有不同的数法B一个完整周期的规模太长C不能通过计算得出各个波浪之间的相互关系D应用上比较困难41K 线图的四个价格中，()最为重要。A收盘价B开盘价C最高价D最低价42三重顶(底)与一般头肩形最大的区别是()。A三重顶(底)比头肩形多一个顶(底)B三重顶(底)的连线是水平的，故具有矩形的特征C头肩形不能转化为持续整理形态D三重顶(底)更容易演变成突破形态43用来表示市场上涨跌波动强弱的指标是()。AMACDBRSICKDJDKD44金
39、融期货即以金融工具为商品的期货，它是相对于()的一个范畴。A外汇期货B商品期货C利率期货D股指期货45某日，我国银行公布的外汇牌价为 1 美元兑 720 元人民币，这种外汇标价方法为()。A直接标价法B间接标价法C固定标价法D浮动标价法46利率期货的标的物是()。A利率ndoverallleadershipresponsibilityforsafety.AdministrativeDeputyiswithinthescopeoftheirrespectiveresponsibilitiesatvariouslevelsofsecurityresponsibility,inchargeofsec
40、urityworkinthecontextofleadership,responsibletotheChief.Fifthopenpitproductionsafetyaccidentinvestigationsystem,performedonaproductionsafetyaccident“fourno“principle.Imposedonproductionsafetyaccidentreportstepbystepreportingthreechannels,namely,UnitChief,administrationandsafetysupervisionsystemcount
41、erparttosuperiorleadership,reportsinatimelymanner.Sixthpitmustimplementthe“whoisinchargeofwhosincharge“and“hosemustbesafe“principlesinplanning,layout,checkproductionwork,summarizedandevaluatedatthesametime,plans,features,review,summary,ratingsafetywork.Firmlyestablishing“safetyistheeffectiveness,saf
42、etyisthecredibility,safetyisthecompetitiveness“awareness,tomakesafetywork.Seventhminingtradeunionorganizationaccordingtolawtheworkerstoparticipateintheworksafetyofdemocraticmanagementanddemocraticsupervision,safeguardworkerslegitimaterightsandinterestsinrespectofsafety.PersonaldeathandaTradeUnionhas
43、therighttoparticipateinthemajoraccidentinvestigations,relyonthemassestodoproductionsafetywork.Eighthpitmustbebasedonrelevantlawsandregulations,industrystandardsandcompanyandGodsstandards,rulesandregulationsissuedbythecompany,developingrulesandregulationsforcoalproduction,institutionalizationanB证券C债务
44、凭证D货币47下列关于股指期货论述不正确的是()。A它是以股票价格指数为基础变量的期货交易B它的交易单位等于基础指数的数值与交易所规定的每点价值之乘积C它是以实物结算方式来结束交易的D它是为适应人们控制股市风险，尤其是系统性风险的需要而产生的48期权实际上就是一种权利的有偿使用，下列关于期权的多头方和空头方权利与义务的表述，正确的是()。A期权多头方和空头方都是既有权利，又有义务B期权多头方只有权利没有义务，期权空头方既有权利又有义务C期权多头方只有权利没有义务，期权空头方只有义务没有权利D期权多头方既有权利又有义务，期权空头方只有义务没有权利49某玉米看跌期权的执行价格为 440 美分蒲式耳
45、，而此时，玉米期货合约价格为 4. 30 美分蒲式耳时，则该看跌期权的内涵价值为()。A正值B负值C零D无法确定50某投资者买入一份看涨期权，在某一时点，该期权的标的资产市场价格大于期权的执行价格，则在此时该期权是一份()。A实值期权B虚值期权C平值期权D零值期权51投资者买入一份看跌期权，若期权费为 c，执行价格为 X，则当标的资产价格为()，该投资者不赔不赚。AX+CBX-CCC-XDC52关于期权的水平套利组合，下列说法中正确的是()。A期权的到期月份不同B期权的买卖方向相 l 司C期权的执行价格不同D期权的类型不同53投资基金起源于()。A英国B美国C德国ndoverallleader
46、shipresponsibilityforsafety.AdministrativeDeputyiswithinthescopeoftheirrespectiveresponsibilitiesatvariouslevelsofsecurityresponsibility,inchargeofsecurityworkinthecontextofleadership,responsibletotheChief.Fifthopenpitproductionsafetyaccidentinvestigationsystem,performedonaproductionsafetyaccident“f
47、ourno“principle.Imposedonproductionsafetyaccidentreportstepbystepreportingthreechannels,namely,UnitChief,administrationandsafetysupervisionsystemcounterparttosuperiorleadership,reportsinatimelymanner.Sixthpitmustimplementthe“whoisinchargeofwhosincharge“and“hosemustbesafe“principlesinplanning,layout,
48、checkproductionwork,summarizedandevaluatedatthesametime,plans,features,review,summary,ratingsafetywork.Firmlyestablishing“safetyistheeffectiveness,safetyisthecredibility,safetyisthecompetitiveness“awareness,tomakesafetywork.Seventhminingtradeunionorganizationaccordingtolawtheworkerstoparticipateintheworksafetyofdemocraticmanagementanddemocraticsupervision,safeguardworkerslegitimaterightsandinterestsinrespectofsafety.PersonaldeathandaTradeUnionhastherighttoparticipateinthemajoraccidentinvestigations,relyonthemassestodoproductionsafetywork.Eighthpitmustbebasedonrelevantlawsandregula
