Fgidcvy证券市场基础知识模拟试题P附答案.doc

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1、problems that cannot be ignored. Some leaders unwilling to do masses work, masses concept weak, on masses feelings not deep, pendulum not are with masses of relationship, think masses work is revolutionary war era of things, now obsolete has, buried business work, ignored masses work of situation co

2、mpared General; some leaders not do masses work, old method regardless of with, new not with, not understand masses psychological, not understand masses wishes, not said masses language, work method simple stiff, caused masses of conflict and antipathy; some leaders cant do masses work, Faced with a

3、 lot of contradictions among the people worry about fear, panic set in encounter group events, and some are even mismanaged, inflame, so work has suffered heavy losses, and so on. These problems we are soberly aware, enhancing the partys ruling capability, the maintenance and development of the part

4、ys advanced nature and purity, and to enhance the ability of party committees and leading cadres are good people. Attach great importance to and is good at doing mass work, has become the new urgent situation strengthening the partys governing capacity-building tasks. Combined practice of maintainin

5、g flesh-and-blood ties with the masses, urged the broad masses of party members and cadres, especially all levels . Processing to improve as a guide to the country. “ What I did is summed up these new things, be promoted. “This is a vivid manifestation of the Deng Xiaopings mass. Deng also put peopl

6、e “support does not support“, “agreed not to agree“, “happy happy“, “promise not to promise“ as a starting point and destination of developing guidelines, policies, and as the only standard for measuring compliance with the wishes of the masses of the people. Under the guidance of Deng Xiaoping theo

7、ry, Central Government adopted a series of important measures to strengthen links with the masses. In December 1989, the CPC Central Committee made on adhering to and perfecting the system of multi-party cooperation and political consultation under the leadership of the Chinese Communist Party, clos

8、ely for CPC and the democratic parties and the relationship between the part of the masses that they contact, effectively carrying out the mass line, played a positive role. In March 1990, the 13 plenary session adopted the decision on strengthening contacts with the masses of the Party noted that “

9、created and developed in the long struggle of the partys mass line, is to realize the partys ideological line, the fundamental political and organizational work route“, can always maintain flesh-and-blood ties and development of the masses, is directly related to the rise and fall of the rise and fa

10、ll of the party and State. In September 1994, 14 adopted by the plenary session of the Party on strengthening decision on several major issues of party building. The requirements of the decision of the partys leading bodies and leading cadres should develop a democratic style of work, come from the

11、masses, to the masses, together, stick to the mass line. Party of 13 session four in the plenary yihou, to Jiang comrade for core of partyof third generation Central led collective, banner Deng Xiao-pings theory great flag, insisted liberation thought, and facts, and times, in both at home and abroa

12、d political storm, and economic risk, severe test before, relies on party and people, defended China features Socialist, created socialist market new system, created full open new situation, advance party of construction new of great engineering, founded “three a representative“ important thought, C

13、ontinue to steer the ship of reform and opening up forward on the right. Comrade Jiang Zemin said: “strengthening and improving the partys mass work in the new situation, it is of decisive significance to consolidating the ruling Foundation of the party. “Through our party and some of the worlds maj

14、or lessons learned from the success of the old party of the party, Comrade Jiang Zemin pointed out:“ the biggest political advantage of our party is in close contact with the masses, the most dangerous after the ruling party was divorced from the masses. “He said:“ our reform and construction, only

15、the understanding, support and participation of the people, peoples enthusiasm and creativity into full play in order to advance; the leadership of the party, only the tie and win the masses embraced, can be consolidated and strengthened. “He pointed out that strengthening and improving the partys w

16、ork style construction, maintaining the partys flesh-and-blood ties with the masses is the core problem, the key is to do solid work, implement, resolutely oppose and overcome formalism. Comrade Jiang Zemin stressed that all the work and policies of the party, are in compliance with the fundamental

17、interests of the overwhelming majority of the people to the highest degree, to the majority of people are not satisfied with the fundamental guidelines, strive to make our workers, farmers, intellectuals and other people enjoy . Single, everyone seemed to know. But well known does not mean perfect.

18、Some party members and leading cadres, consider contacting their small departments, within a small circle of people, or contact individual owners, the entrepreneur, is the masses, this idea is obviously not correct. The Communist Party of China, people should have three characteristics. First, the p

19、eople should be the most social, is a Department within the scope of the majority. Specific to the party and Government departments, especially the cadres working in the Central and State organs, mass is the 1.3 billion Chinese people, work for the party members and cadres, masses are the land withi

20、n the jurisdiction of the common people. The second characteristic of the masses, is that we have common interests. Masses are manifestations of each specific people, but the crowd is a comprehensive political concept, refers to people with common political and economic interests in the period of so

21、cial transformation, social differentiation between the interests of the masses is large, if you do not find the interest in doing mass work, the party members and cadres, will be in a passive position. The third characteristic of the masses七夕,古今诗人惯咏星月与悲情。吾生虽晚,世态炎凉却已看透矣。情也成空,且作“挥手袖底风” 罢。是夜,窗外风雨如晦,吾独

22、坐陋室,听一曲尘缘,合成诗韵一首,觉放诸古今,亦独有风韵也。乃书于纸上。毕而卧。凄然入梦。乙酉年七月初七。-啸之记。 证券市场基础知识模拟试题 P(附答案)一、单项选择题1、以有价 证券 形式存在,并能给持有人带来一定收益的资本是 -。A 实际资本 B 虚拟资本C 生产资本 D 货币资本 2、按 - ,我们可以把金融市场分为货币市场和资本市场。A 交易的对象 B 交易的性质C 交易对象的期限 D 交割的时间3、在资本主义发展初期的原始积累阶段,西欧就有了 证券 交易。15 世纪,意大利商业城市中的 证券 交易主要是-的买卖。A 债券 B 股票C 商业票据 D 国家 债券4、美国的 证券 市场是

23、从买卖-开始的。A 商业票据 B 企业 债券 C 政府 债券 D 股票5、1952 年中国最后被关闭的 证券 交易所是-。A 天津证券交易所 B 北平证券交易所C 上海股份公所 D 青岛市物品证券交易所6、在证券市场发展初期股票在 企业 内部的发行方式是-。A 定向募集 B 认购证B 与储蓄存单挂钩 D 上网定价7、1999 年 7 月 28 日,中国证监会发布关于进一步完善股票发行方式的通知 ,对总股本超过-元的新股发行方式作出重大改革,采取向法人配售和对公众上网发行相结合的方式。A 6 亿 B 5 亿C 4 亿 D 3 亿8、在我国,由于实施分业经营,不同的金融机构只能从事一定的业务。下面

24、-是间接融资的金融机构。A 证券公司 B 非银行金融机构C 商业银行 D 保险 公司9、股票从性质上看,是一种-证券。A 物权证券 B 债权证券C 综合权利证券 D 既是物权证券又是债权证券10、记名股票必须置备股东名册,其中-不是股东名册的必备事项。A 股东的姓名及住所 B 各股东所持股份数C 各股东所持股票的编号 D 各股东可以卖出股票的日期problems that cannot be ignored. Some leaders unwilling to do masses work, masses concept weak, on masses feelings not deep, p

25、endulum not are with masses of relationship, think masses work is revolutionary war era of things, now obsolete has, buried business work, ignored masses work of situation compared General; some leaders not do masses work, old method regardless of with, new not with, not understand masses psychologi

26、cal, not understand masses wishes, not said masses language, work method simple stiff, caused masses of conflict and antipathy; some leaders cant do masses work, Faced with a lot of contradictions among the people worry about fear, panic set in encounter group events, and some are even mismanaged, i

27、nflame, so work has suffered heavy losses, and so on. These problems we are soberly aware, enhancing the partys ruling capability, the maintenance and development of the partys advanced nature and purity, and to enhance the ability of party committees and leading cadres are good people. Attach great

28、 importance to and is good at doing mass work, has become the new urgent situation strengthening the partys governing capacity-building tasks. Combined practice of maintaining flesh-and-blood ties with the masses, urged the broad masses of party members and cadres, especially all levels . Processing

29、 to improve as a guide to the country. “ What I did is summed up these new things, be promoted. “This is a vivid manifestation of the Deng Xiaopings mass. Deng also put people “support does not support“, “agreed not to agree“, “happy happy“, “promise not to promise“ as a starting point and destinati

30、on of developing guidelines, policies, and as the only standard for measuring compliance with the wishes of the masses of the people. Under the guidance of Deng Xiaoping theory, Central Government adopted a series of important measures to strengthen links with the masses. In December 1989, the CPC C

31、entral Committee made on adhering to and perfecting the system of multi-party cooperation and political consultation under the leadership of the Chinese Communist Party, closely for CPC and the democratic parties and the relationship between the part of the masses that they contact, effectively carr

32、ying out the mass line, played a positive role. In March 1990, the 13 plenary session adopted the decision on strengthening contacts with the masses of the Party noted that “created and developed in the long struggle of the partys mass line, is to realize the partys ideological line, the fundamental

33、 political and organizational work route“, can always maintain flesh-and-blood ties and development of the masses, is directly related to the rise and fall of the rise and fall of the party and State. In September 1994, 14 adopted by the plenary session of the Party on strengthening decision on seve

34、ral major issues of party building. The requirements of the decision of the partys leading bodies and leading cadres should develop a democratic style of work, come from the masses, to the masses, together, stick to the mass line. Party of 13 session four in the plenary yihou, to Jiang comrade for c

35、ore of partyof third generation Central led collective, banner Deng Xiao-pings theory great flag, insisted liberation thought, and facts, and times, in both at home and abroad political storm, and economic risk, severe test before, relies on party and people, defended China features Socialist, creat

36、ed socialist market new system, created full open new situation, advance party of construction new of great engineering, founded “three a representative“ important thought, Continue to steer the ship of reform and opening up forward on the right. Comrade Jiang Zemin said: “strengthening and improvin

37、g the partys mass work in the new situation, it is of decisive significance to consolidating the ruling Foundation of the party. “Through our party and some of the worlds major lessons learned from the success of the old party of the party, Comrade Jiang Zemin pointed out:“ the biggest political adv

38、antage of our party is in close contact with the masses, the most dangerous after the ruling party was divorced from the masses. “He said:“ our reform and construction, only the understanding, support and participation of the people, peoples enthusiasm and creativity into full play in order to advan

39、ce; the leadership of the party, only the tie and win the masses embraced, can be consolidated and strengthened. “He pointed out that strengthening and improving the partys work style construction, maintaining the partys flesh-and-blood ties with the masses is the core problem, the key is to do soli

40、d work, implement, resolutely oppose and overcome formalism. Comrade Jiang Zemin stressed that all the work and policies of the party, are in compliance with the fundamental interests of the overwhelming majority of the people to the highest degree, to the majority of people are not satisfied with t

41、he fundamental guidelines, strive to make our workers, farmers, intellectuals and other people enjoy . Single, everyone seemed to know. But well known does not mean perfect. Some party members and leading cadres, consider contacting their small departments, within a small circle of people, or contac

42、t individual owners, the entrepreneur, is the masses, this idea is obviously not correct. The Communist Party of China, people should have three characteristics. First, the people should be the most social, is a Department within the scope of the majority. Specific to the party and Government depart

43、ments, especially the cadres working in the Central and State organs, mass is the 1.3 billion Chinese people, work for the party members and cadres, masses are the land within the jurisdiction of the common people. The second characteristic of the masses, is that we have common interests. Masses are

44、 manifestations of each specific people, but the crowd is a comprehensive political concept, refers to people with common political and economic interests in the period of social transformation, social differentiation between the interests of the masses is large, if you do not find the interest in d

45、oing mass work, the party members and cadres, will be in a passive position. The third characteristic of the masses- 2 -11、股票有多种价值,投资者平时较为关心的是-。A 票面价值 B 帐面价值C 清算价值 D 内在价值12、股票有不同的分法,按照股东权益的不同的可以分为-。A 记名股票与不记名股票B 普通股票与优先股票C 有面额股票与无面额股票D A 股与 B 股(在我国的含义)13、股票及其他有价证券的理论价格是根据现值理论,将股票的期值按-利率和证券的有效期限折算今天的

46、价值就是其理论价值。A 当前的市场利率 B 同期银行贷款利率C 同期银行存款利率 D 资本成本14、我国有关法律规定,公司缴纳所得税后的利润,按照-顺序分配。A 弥补亏损、提起法定盈余公积金、提起公益金、支付股利、提起任意盈余公积金B 弥补亏损、提起任意盈余公积金、支付股利、提起法定盈余公积金、提起公益金C 弥补亏损、提起法定盈余公积金、提起公益金、提起任意盈余公积金、支付股利D 弥补亏损、支付股利、提起法定盈余公积金、提起公益金、提起任意盈余公积金15、证券交易价格是通过-来确定的。A 一级市场上的公开竞价 B 证券供需双方共同作用 C 拍卖方式 D 发行人和投资者协商16、1999 年 1

47、1 月,国务院颁布-。A 股票发行与交易 管理 暂行条例 B 中华人民共和国公 司法 C 证券 投资基金 管理 暂行办法 D 中华人民共和国 证券 法 17、有价 证券 的正常交易起着自发地分配- 的作用。 A 实物资产 B 资本资产C 闲置资产 D 货币资产18、 证券 持有者可以获得一定数额的收益,这是投资者转让资金使用权的报酬。此报酬的最终源泉是-。A 买卖差价 B 利息 或红利C 生产经营过程中的资产增殖 D 虚拟资本价值19、 证券 交易价格是通过- 得以确定的。A 证券商与投资者协商B 一级市场上的公开竞价C 证券供求双方共同作用D 发行公司与证券商协商20、当公司的股价低于- 时

48、,股东最好的选择的解散公司。A 票面价值 B 内在价值C 清算价值 D 帐面价值21、 债券 分为实物 债券 、凭证式 债券 和记帐式 债券 的依据是-。A 券面形式 B 发行方式C 流通方式 D 偿还方式22、在票面上不标明利率,发行时按一定折扣率,以低于票面金额发行的 债券 叫-。problems that cannot be ignored. Some leaders unwilling to do masses work, masses concept weak, on masses feelings not deep, pendulum not are with masses of

49、relationship, think masses work is revolutionary war era of things, now obsolete has, buried business work, ignored masses work of situation compared General; some leaders not do masses work, old method regardless of with, new not with, not understand masses psychological, not understand masses wishes, not said masses language, work method simple stiff, caused masses of conflict and antip

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