1、1产业组织理论参考教材及经典文献选读一、参考教材：1.廖进球主编：产业组织理论，上海财经大学出版社，2012 年。2.施马兰西、威利格：产业组织经济学手册（第 1 卷），经济科学出版社， 2009 年。3.斯蒂芬马丁：高 级产业经济 学，上海 财经大学出版社，2003 年。4.泰勒尔：产业组织理论，中国人民大学出版社，1997 年。5.夏伊：产业组织理论与应用，清华大学出版社， 2005 年。6.卡尔顿、佩洛夫：现代产业组织，中国人民大学出版社， 2009 年。7.乔治J施蒂格勒：产业组织和政府管制，潘振民 译 ，上海三联书店，1989 年。二、经典外文文献选读（References for
2、Industrial Organization）I. The Theory of the FirmA. Theory1. Tirole, Introduction and The Theory of the Firm.2. Chandler, Organizational Capabilities and the Economic History of the Industrial Enterprise,Journal of Economic Perspectives, 6 (Summer 1992), 79-100.3. R. Coase, The Nature of the Firm, r
3、eprinted in G. Stigler and K. Boulding, eds., Readings in Price Theory, Irwin, 1952, 33 l-351.4. S. Grossman and O. Hart, The Costs and Benefits of Ownership: A Theory of Vertical and Lateral Integration,“ Journal of Political Economy, 94 (August 1986), 691 -796.5. B. Holmstrom and J. Tirole, The Th
4、eory of the Firm,“ in HIO.6. B. Klein, R. Crawford, and A. Alchian, Vertical Integration, Appropriable Rents, and the Competitive Contracting Process,Journal of Law and Economics, 21 (October l978), 297-326.7. O. Williamson,The Economic institutions of Capitalism, Free Press, 1985, Chapters 3-6 (esp
5、ecially 1 and 3).B. Empirical Evidence on Asset Specificity1. E. Anderson and D. Schmittlein, Integration of the Sales Force: An Empirical Examination,“Rand Journal of Economics,15(Autumn 1984), 327-343.2. P. Joskow, Vertical Integration and Long Term Contracts: The Case of Coal-Burning Electric-Gen
6、erating Plants,“Journal of Law, Economics and Organization, I (Spring 1985), 33-80.3. P. Joskow, Contract Duration and Relationship-Specific Investments: Empirical Evidence from Coal Markets,“American Economic Review, 77 (March 1987), 168-l85.24. P. Joskow, Asset Specificity and the Structure of Ver
7、tical Relationships: Empirical Evidence,“ Chapter 8 in O. Williamson and S. Winter,The Nature of the Firm:Origins, Evolution, and Development,Oxford 1993, 117-137.5. K. Monteverde and D. Teece, Supplier Switching Costs and Vertical Integration in the Automobile Industry,BellJournal of Economics, 13
8、(Spring 1982), 206-213.6. A. Shepard, “Contractual Form, Retail Pricing and Asset Characteristics in Gasoline Retailing,“Rand Journal of Economics, 24(Spring 1993), 58-77.II. Monopoly PricingA. Basic Monopoly Pricing and Durable Goods1. Tirole, Chapter 1 (including supplementary section).2. M. Pesen
9、dorfer, Retail Sales. A Study of Pricing Behavior in Supermarkets, mimeo.B. First and Third Degree Price Discrimination1. Tirole, Sections 3.0 - 3.22. Katz, M., “The Welfare Effects of Third-Degree Price Discrimination in Intermediate Goods Markets,“American Economic Review, 77, (March 1 987), pp. 1
10、54-67.3. Schmalensee, R., Output and Welfare Implications of Monopolistic Third-Degree Price-Discrimination,American Economic Review,71 (March 1981), pp. 242-47.4. Varian, H., Price Discrimination and Social Welfare,American Economic Review, 75 (September 1985), pp. 870-5.5. Perry, Martin, Forward I
11、ntegration by ALCOA: 1888-1930,“Journal of Industrial Economics, 29 (l), September 1980, pp. 37-53.C. Second Degree Price Discrimination1. Tirole, Sections 3.3 - 3.5.2. Maskin, E. And J. Riley, “Monopoly with Incomplete Information,“Rand Journal of Economics15 (Summer 1984), pp. 171-96,3. Oi, W., A
12、Disneyland Dilemma: Two-Part Tariffs for a Mickey-Mouse Monopoly,Quarterly Journal of Economics,85 (February 197l), pp. 77-96.4. McAfee, P., J. McMillan, and M. Whinston, Multiproduct Monopoly, Commodity Bundling, and Correlation of Values,Quarterly Journal of Economics, 104 (May 1989), pp. 37l-83.5
13、. Blackstone, E., Restrictive Practices in the Marketing of Electrofax Copying Machines. The SCM Corporation Case,Journal of Industrial Economics, 23 (March 1975), pp. 189-202.6. Shepard, A., Price Discrimination and Retail Configuration,Journal of Political Economy, 99 (February 1991), pp. 30-53.7.
14、 I. Ayers, and P. Siegelman, “Race and Gender Discrimination in Bargaining for a New Car,American Economic Review, 85 (June 1995), 304-321.8. Borenstein, S. and N. Rose, “Competition and Price Dispersion in the U.S. Airline Industry,“Journal of Political Economy, 102 (August 1994), 653-683.III. Esti
15、mating Demand (and Supply)1. Deaton and J. Muellbauer,Economics and Consumer Behavior, Parts 1 and 2.2. S. Anderson, A. De Palma and J. Thisse,Discrete Choice Theory of Product Differentiation, Chapters 2-5.3. D. Epple, “Hedonic Prices and Implicit Markets: Estimating Demand and Supply Functions for
16、 Differentiated Products,Journal of Political Economy, 95 (February 1987), 59-80.4. Berry, S., J. Levinsohn, and A. Pakes, Automobile Prices in Market 3Equilibrium,“Econometrica, Vol. 63, No. 4, July 1995, pp. 841-890.5. A. Petrin, “Quantifying the Benefits of New Products: The Case of the Minivan,
17、mimeo.6. Goldberg, P.K., Product Differentiation and Oligopoly in international Markets: The Case of the U.S. Automobile Industry,Econometrica, Vol. 63, No. 4, July 1995, pp. 891-952.7. S. Ellison, I. Cockburn, Z. Griliches and J. Hansman, “Characteristics of Demand for Pharmaceutical Products: An E
18、xamination of Four Cephalosporins,Rand Journal of Economics, 28, Autumn 1997, 426-446.8. J. Hausman, “Valuation of New Goods under Perfect and Imperfect Competition, inTheEconomics of New Goods, T. Bresnahan and R. Gordon (eds.) and comment by T. Bresnahan.9. J. Hansman, “Reply to Prof. Bresnahan,“
19、mimeo.10. T. Bresnahan, “The Apple-Cinnamon Cheerios War: Valuing New Goods, Identifying Market Power, and Economic Measurement,“ mimeo.IV. Introduction to Strategic Behavior and Static CompetitionA. Introduction to Strategic Behavior1. D. Fudenberg and J. Tirole, Noncooperative Game Theory for Indu
20、strial Organization: An Introduction and Overview, inHIO.2. Tirole, pp. 205-208 and Chapter 11.B. Prices and Output1. C. Shapiro, Theories of Oligopoly Behavior,“ inHIO.2. Tirole, Chapters 2.1 and 5.3. D. Kreps and J. Scheinkman, Quantity Precommitment and Bertrand Competition Yield Cournt Outcomes,
21、“BellJournal of Economics,14 (Autumn 1983), 326-337.4. Klemperer, P., “The Competitiveness of Markets with Switching Costs,“Rand Journal of Economics, 18 (Spring 1987), pp. 138-50.5. Sutton, J., and A. Shaked, Relaxing Price Competition through Product Differentiation,Review of Economic Studies,49 (
22、January 1982), pp. 3- 14.6. D. Stalil, “Oligopolistic Pricing with Heterogeneous Consumer Search,International Journal of Industrial Organization, 14 (April 1996), 243-268.V. Dynamic CompetitionA. Theory1. Tirole, Chapter 6.2. Rotemberg, J. J. and G. Saloner, “A Supergame-Theoretic Model of Price Wa
23、rs During Booms,American Economic Review, 76 (June 1986), 390-407.3. K. Bagwell and R. W. Staiger, “Collusion over the Business Cycle,Rand Journal of Economics, (Spring 1997), 82-106.4. Brock, W. and J. Scheinkman, “Price-Setting Supergames with Capacity Constraints,Review of Economic Studies, 52 (1
24、985), pp. 37 l-82.5. Green, E. and R. Porter, Non-cooperative Collusion Under Imperfect Price Information,Econometrica, 52 (January 1984), pp. 87-100.6. Maskin, E. and J. Tirole, “A Theory of Dynamic Oligopoly II: Price Competition, Kinked Demand Curves, and Edgeworth Cycles,“Econometrica, 56 (May 1
25、988), pp.571 -99.7. Bernheim and M. Whinston, “Multimarket Contact and Collusive Behavior,“Rand Journal of Economics, 21 (Spring 1990), l-26.48. Stigler, G.J., “A Theory of Oligopoly,“Journal of Political Economy, 72 (February l964), pp. 44-61.B. Empirical Evidence1. R. Porter, A Study of Cartel Sta
26、bility: The Joint Economic Committee, 1880-l886,“Bell Journal of Economics, 14 (Autumn 1983), 301-314.2. G. Ellison, Theories of Cartel Stability and the Joint Executive Committee,Rand Journal of Economics, 25 (Spring 1994), 37-57.3. D. Genesove and W. Mullin, “Narrative Evidence on the Dynamics of
27、Collusion: The Sugar Institute Case, “ mimeo.4. R. Grether and C. Plott, The Effects of Market Practices in Oligopolistic Markets: An Experimental Examination of the Ethyl Case,Economic inquiry, 22 (October l984), 479-507.5. M. Levenstein, “Price Wars and the Stability of Collusion: A Study of the P
28、reWorld War I Bromine industry,The Journal of Industrial Economics, June 1997, 117-138.6. S. Borenstein and A. Shepard, Dynamic Pricing in Retail Gasoline Markets,The Rand Journal of Economics, Autumn 1996, Vol. 27, No. 3, pp. 429-451.VI. Empirical Studies of Firm ConductA. Inter-Industry Studies1.
29、F. M. Scherer and D. Ross, Industrial Market Structure and Economic Performance, Chapter 11.2. R. Schmalensee, Interindustry Studies of Structure and Performance, inHIO.3. Demsetz, H., “Industry Structure, Market Rivalry and Public Policy,Journal of Law and Economics, 16, (1973), l-10.4. I. Domowitz
30、, R. Hubbard and B. Petersen, “Business Cycles and the Relationship Between Concentration and Price-Cost Margins,“Rand Journal of Economics, 17(Spring 1986), 1-17.5. R. Schmalensee, Do Markets Differ Much?“American Economic Review, 75 (June 1985), 341-351.6. M. Salinger, “The Concentration-Margin Re
31、lationship Reconsidered,Brookings Papers on Economic Activity: Microeconomics,1990, 287-335.B. Theory of Conduct Parameters1. T. Bresnahan, “The Oligopoly Solution Concept is Identified,“Economics Letters, 10, 1982, 87-92.2. L. Lau, “On Identifying the Degree of Competitiveness from Industry Price a
32、nd Output Data,Economics Letters, 10, 1982, 93-99.3. J. Panzar and J. Rosse, “Testing for Monopoly Equilibrium,“Journal of Industrial Economics, 35 (June 1987), 443-456.4. K. Corts, “Conduct Parameters and the Measurement of Market Power,Journal of Econometrics?C. Industry-Specific Studies of Firm C
33、onduct1. T. Bresnahan, “Empirical Studies of Industries with Market Power, inHIO.2. R. Coterill, “Market Power in the Retail Food Industry: Evidence from Vermont,“Review of Economics and Statistics, 68 (August 1986), 379-386.3. A. Nevo, “Measuring Market Power in the Ready-to-Eat Cereal Industry, mi
34、meo.4. T. Bresnahan, “Competition and Collusion in the American Automobile Industry: The 1955 Price War,Journal of Industrial Economics, 35 (June 1987), 457-482.5. D. Genesove and W. Mullin, “Testing Oligopoly Models: Conduct and Cost in the Sugar 5Industry, 1898-1914,Rand Journal of Economics,29 (S
35、ummer 1 998), 355-377.6. C. Wolfram, “Measuring Duopoly Power in the British Electricity Spot Market, mimeo.7. Baker, J. and T. Bresnahan, Empirical Methods of Identifying and Measuring Market Power,“Antitrust Law Journal,Vol.61, 1992,pp.3-16.VII. EntryA. Basic Theory1. Tirole, Sections 7.l-7.22. Ma
36、nkiw, N.G. and M.D. Whinston, “Free Entry and Social Inefficiency,Rand Journal of Economics,17 (Spring 1986), pp. 48-58.3. Anderson, S., A. de Palma, and Y. Nesterov, “Oligopolistic Competition and the Optimal Provision of Products,“Econometrica, Vol. 63, No. 6, November 1995, pp.l281-1302.4. Sutton
37、, J.,Sunk Costs and Market Structure, MIT Press, 1991, Chapters l-2.5. B. Jovanovic, Selection and the Evolution of Industry,“Econometrica, (May 1982), 649-670.6. Banmol, W.K., J.C. Panzar, and R.D. Willig, On the Theory of Perfectly Contestable Markets,“ in J.E. Stiglitz and G.F. Mathewson, eds.,Ne
38、w Developments in the Analysis of Market Structure, MIT Press, 1986.B . Empirical Evidence1. T. Bresnahan and P. Reiss, Entry and Competition in Concentrated Markets, Journal of Political Economy, 99 (October 1991), 977- 009.2. Comments on Bresnahan and Reiss,Brookings Papers on Economic Activity: S
39、pecial Issue on Microeconomics, 3 (1987), 872-882.3. T. Dunne, M. Roberts, and L. Samuelson, Patterns of Firm Entry and Exit in U.S. Manufacturing,Rand Journal of Economics, 19 (Winter 1988), 495-515.4. Berry, S. and J. Waldfogel, Free Entry and Social Inefficiency in Radio Broadcasting,“ June 1996.
40、5. S. Berry, Estimation of a Model of Entry in the Airline industry, “Econometrica, 60 (July 1992), 889-918.VIII. Strategic InvestmentA. General Considerations1. Tirole, pp. 207-8, Chapter 8.2. J. Bulow, J. Geanakoplos and P. Klemperer, Multimarket Oligopoly: Strategic Substitutes and Complements,“J
41、ournal of Political Economy,93 (June 1985), 488-511.3. D. Fudenberg and J. Tirole, “The Fat Cat Effect, the Puppy Dog Ploy and the Lean and Hungry Look,American Economic Review, 74 (May 1 984), 36 1 -366.4. R. Gilbert, Mobility Barriers and the Value of Incumbency,“ inHIO.B. Capacity, Product Differ
42、entiation, beaming Curves, Contracts1. A. Dixit, The Role of Investment in Entry Deterrence,Economic Journal, 90 (March l980), 95-106.2. R. Schmalensee, Economies of Scale and Barriers to Entry,Journal of Political Economy, 89 (December 1981), pp. 1228-38.3. J.R. Gelman and S.C. Salop, Judo Economic
43、s. Capacity Limitation and Coupon Competition,BellJournal of Economics, 14 (Autumn 1983), pp. 315-25.4. D. Fudenberg and J. Tirole, “Capital as a Commitment: Strategic Investment to Deter Mobility,Journal of Economic Theory,31 (December 1983), 227-250.65. R. Schmalensee, Entry Deterrence in the Read
44、y-to-Eat Breakfast Cereal Industry,BellJournal of Economics, 9 (Autumn 1978), pp. 305-27.6. K. Judd, Credible Spatial Preemption,“Rand Journal of Economics,16 (Summer 1985), pp. 153-66.7. D. Fudenberg and J. Tirole, “Learning by Doing and Market Performance,BellJournal of Economics,14 (Autumn 1983),
45、 pp. 522-30.8. P. Aghion and P. Bolton, “Entry Prevention Through Contracts with Customers,American Economic Review, 77, June 1987, pp. 388-401.9. T.E. Cooper, “Most-Favored Customer Pricing and Tacit Collusion,Rand Journal of Economics, 17 (Autumn 1986), pp. 377-88.10. J. J. Laffont, P. Rey and J.
46、Tirole, “Network Competition I: Overview and Nondiscriminatory Pricing,Rand Journal of Economics, 29 (Spring 1 998), l -37.C. Empirical Evidence on Strategic Investment1. J. Chevalier, “Capital Structure and Product Market Competition: Empirical Evidence from the Supermarket Industry,American Econom
47、ic Review, June 1995.2. M. Lieberman, “Post Entry investment and Market Structure in the Chemical Processing Industry,“Rand Journal of Economics, 18 (Winter 1987), 533-549.3. G. Hurdle, et al., “Concentration, Potential Entry, and Performance in the Airline Industry,Journal of Industrial Economics,3
48、8 (December 1989), 119-140.4. R. Smiley, “Empirical Evidence on Strategic Entry Deterrence,International Journal of Industrial Organization, 6 (June 1988), 167- 180.IX. Information and Strategic BehaviorA. Limit Pricing1. Tirole, Sections 9.0 - 9.4.2. P. Milgrom and J. Roberts, Limit Pricing and Ent
49、ry Under Incomplete Information: An Equilibrium Analysis,Econometrica, 50 (March 1982), 443-460.B. Predation1. Tirole, Sections 9.5 - 9.7.2. P. Milgrom and J. Roberts, Predation, Reputation, and Entry Deterrence,“Journal of Economic Theory,27 (August 1982), pp. 288-312.3. G. Saloner, Predation, Merger, and Incomplete information,“RandJournal of Economics,18 (Summer 1987), pp. 165-186
