1、金融数学与金融工程人才培养基地培养方案（专业代码）（Base for Financial Mathematics and Financial Engineering Major）一、专业简介（、Major Introduction）“金融数学与金融工程人才培养基地”是山东大学整合数学与系统科学学院和经济学院的学科优势、师资队伍力量、教学资源和条件而成立的校级本科人才培养基地。基地按照“目标明确、改革领先、成果突出、师资优化、设备先进、教学优秀、质量一流”的要求进行建设，全面整合金融学和应用数学等相关本科专业的教育资源，打破原有学科、专业界限，培养跨学科交叉型金融人才，是一个集理论性、应用性和技
2、术性为一体的综合性金融人才培养基地。“The base for financial mathematics and financial engineering” is an undergraduate training base at Shandong University, which combines the strength, faculty and resources of both School of Mathematics and School of Economics. The base is set up following the guideline of “clear ob
3、jects, priority on reform, emphasis on research, distinguished faculty, advanced facility, excellent teaching, and top quality.” The purpose is to integrate undergraduate teaching resources in finance, applied mathematics and related fields, and break the traditional boundaries between different fie
4、lds. The base offers comprehensive trainings in financial theory, applications and techniques, and is dedicated to training cross-disciplinary high-level financial experts. 二、培养目标（、Academic Objectives）基地以培养 “政治思想素质高、身心健康、学科基础扎实、富有创新精神、知识面宽、能力强、综合素质高”的优秀复合型、应用型金融专业人才为目标。The objective of this major is
5、 to train advanced financial experts with “high morality, healthy body and mind, solid expertise, innovating spirit, broad knowledge, strong ability, and high comprehensive qualities”, who can do both research and applied work. 三、培养要求（、Academic Requirements）即对毕业生应获得的知识与能力的要求。具体地，基地培养的学生要求达到：1具有坚定的政治
6、信念，具有高度的爱国主义热情，具有崇高的理想，具有强烈的社会责任心，过硬的社会竞争力乃至国际竞争力，个性与人格得到充分、健康地发展。2具备扎实的数学、经济学理论基础，掌握扎实的基本金融理论、金融数学、金融工程和金融管理理论与实务知识，能够开发、设计、操作新型的金融工具和手段。3具备扎实的数理分析基础和运用数学模型的技能，能够综合运用经济金融分析方法和手段进行社会调查、分析以及解决金融实务问题。4学生毕业后能够胜任在银行、保险、证券、信托等金融部门从事金融业务性、技术性以及管理性工作；胜任在企业从事财务、理财、风险管理工作；胜任在教育、科研部门从事教学、科研工作。5部分具有学术培养潜力的优秀毕业
7、生能够达到直接升入硕士研究生阶段学习的要求。This section lays out requirements in knowledge and ability for graduating students. The basic requirements include, 1. Students should have a firm political belief and strong patriotism, lofty ideals, a strong sense of social responsibility, and advanced social or even interna
8、tional competitive power, a healthy and fully developed individuality. 2. Student should have a solid foundation in mathematics and economic theory, finance theory, financial mathematics, financial engineering, financial management, and professional knowledge, and be able to develop, design and oper
9、ate cutting-edge financial instruments and tools. 3. Students should have a solid training in mathematical and quantitative analysis, and be able to apply mathematical models. Students should acquire the ability to combine economic methods and financial analysis in conducting social investigations a
10、nd analysis, as well as solving practical financial problems. 4. After graduation, students will be qualified for (1) financial, technical and managerial jobs in banks, insurance companies, securities firms, trust companies; (2) accounting and risk-managing jobs in private firms; (3) teaching and re
11、search jobs in academia.5. Some outstanding graduates will meet the requirements for being directly admitted into post-graduate studies. 四、学制与学位（、Length of Study and Degree）学制四年。按计划要求完成学业者，授予经济学学士学位。It takes four years to complete this major. Those who satisfy all requirements as planned will be awa
12、rded a bachelor degree in economics. 五、学时与学分(、Hours/Credits)总学分：(Total Credits：157)课程教学学时/学分：2436 /149 占总学分的比例：94.90 (Curriculum Class Hours/Credits：2436 /149 Percentage in Total Credits：94.90 %)六、专业主干课程(、Main Courses)数学分析、高等代数（1-2） 、概率论、数理统计、政治经济学、宏微观经济学（初级和中级） 、货币经济学、公共经济学、国际经济学、计量经济学、常微分方程、运筹学、复变
13、函数、实变函数、金融投资学、金融工程学、公司理财、商业银行经营管理、西方货币金融理论、国际金融（英） 、国际结算（英） 、金融经济学、国际金融管理（英） 、金融风险管理、金融市场学、固定收益证券、中国金融史、投资组合管理、银行会计、市场营销、商业银行系列讲座。Mathematical Analysis, Advanced Algebra(1-2), Probability, Mathematical Statistics, Political Economy, Macroeconomics and Microeconomics, Monetary Economics, Public Econo
14、mics, International Economics, Econometrics, Ordinary Differential Equations, Operational Research, Complex Variable Functions, Real Variable Functions, Financial Investment, Financial Engineering, Corporate Finance, Management of Commercial Banking, Western Theory on Monetary and Finance, Internati
15、onal Finance, International Settlements, Financial Economics, International Financial Management, Management of Financial Risk, Financial Markets, Fixes Income Securities, History of Chinese Finance, Management of Investment Portfolios, Bank Accounting, Marketing, Lectures in Commercial Banking .七、主
16、要专业实验和实习安排（、Main Laboratory Courses and Internships）计算机类、金融投资类、财务类、商业银行类、计量经济类专业课程实验，以及毕业实习。Laboratory courses related to computers, financial investments, commercial banking, accounting, and econometrics, as well as interns before graduation. 八、专业优势及特色(、Major Strength and Characteristics)基地按照复合型、应用
17、型金融专业人才培养目标，培养学生扎实的数学、经济学理论功底，扎实的金融理论、金融数学、金融工程和金融管理知识，初步具备开发、设计、操作新型金融工具的能力，以及综合运用各种金融分析工具解决金融实务问题的能力。基地建立一套独立、完整的教学计划，单独编班；对部分优秀、有培养潜质的学生实行本硕打通培养。The base follows the educational goal of training comprehensive and applied financial experts. Students will have a solid foundation in mathematics and
18、economic theory, finance theory, financial mathematics, financial engineering and financial management, and be able to develop, design and operate cutting-edge financial instruments. Students will also acquire the ability to use various tools of financial analysis to deal with practical financial pr
19、oblems. The base has an independent and complete teaching plan with a separate class. In particular, some outstanding students with great potentials could be directly admitted into a corresponding graduate program, integrating undergraduate and graduate education. 九、各类课程学时学分比例（、The proportion of cre
20、dit hours of courses）课程类别 学分 学时 占总学分百分比通识教育必修课程 32 771 20.38%学科基础平台课程 39 670 24.84%专业基础课程 16 278 10.19%必修课实践环节9581723+11 周11 周60.515.10%通识教育核心课程 10 160 6.37%通识教育选修课程 6 96 3.82%选修课专业选修课程624699273640.1930%毕业要求总合计 157 2223+11 周 100%十、教学进程、学时学分总体安排（见下表） （、Curriculum, hours and credits）金融数学与金融工程专业课程设置及学时
21、分配表 总表类别性质课程号Course No.课 程 名 称Course Name学分数总学时总学时分配 按 学 期 周 学 时 分 配备 注Notes授课实验上机一学期二学期三学期四学期五学期六学期七学期八学期中国化的马克思主义Chinese Marxism 3 58 48 3 课外 10道德与法律Morals and Law 3 58 48 3 课外 10马克思主义原理Basic Principles of Marxism3 58 48 3 课外 10中国近现代史纲要Brief of Chinas Modern History1.5 29 24 1.5 课外 5大学英语(二级起点 1-3)
22、College English(1-3) 9 240 96 96 2+2 2+2 2+2 自主学习 48体育(1-4)Physical Education (1-4)4 128 128 2 2 2 2大学计算机基础Introduction of Computer 2 32 32 2计算机技术基础Foundation of Computer Technologies3 64 32 32 2军事理论Military Theory 2 32 32 2形势政策与社会实践(1-6)Trend, Policy and Social Practice(1-6)1.5 72 24 1 1 1 1 1 1 课外
23、 48通识教育必修课程必修课程小 计Subtotal 32 771 512 96 32 12+18.5+2 8 3 4 1 课外 131课组号国学修养类Traditional Chinese Culture Group2 32 32 2课组号创新创业类Innovation and Entrepreneurship Education Group2 32 32 2课组号 艺术审美类Art Aesthetic 2 32 32 2必选课组号 自然科学类Science Group 2 32 32 2课组号工程技术类Engineering and Technology Group2 32 32 2人文社
24、科必选通识教育核心课程小计Subtotal 10 160 2 2 2 2通识教育选修课General Education Selective6 96 2 2 2通识教育选修课程选修课程小计Subtotal 6 96 2 2 2数学分析(1-3)Mathematical Analysis(1-3) 12 216 216 4 4 4课外学时 32(习题)高等代数(1-2)Advanced Algebra(1-2) 8 144 144 4 4课外学时 16(习题)概率论Theory of Probability 3 54 54 3课外学时 16(习题)学科平台基础课程 政治经济学（1-2）Polit
25、ical Economy(1-2) 4 64 64 2 2微观经济学Microeconomics 3 48 48 3宏观经济学Macroeconomics 3 48 48 3统计学Statistics 3 48 48 3基础会计学Principles of Accounting 3 48 48 3小计Subtotal 39 670 670 12 13 11 3货币经济学Monetary Economics 3 48 48 3公共经济学Public Economics 3 48 48 3国际经济学（国际贸易理论）International Economics I (Theory of Inter
26、national Trade)2 36 36 2国际经济学（国际金融理论）International Economics II (Theory of International Finance)2 36 36 2计量经济学Econometrics 3 56 40 162.5+1课外学时 16(习题)数理统计Mathematical Statistics 3 54 54 3专业基础课程小 计Subtotal 16 278 262 69.5+1 课外 16课组号金融数学与金融工程必修课组Compulsory Group24 3384 384 3 9.5 6 3课组号金融数学与金融工程选修课组Ele
27、ctive Group22 352 352 2 2 6 4 4专业课程选修课程专业课基本要求小计Major Basic Requirements Subtotal 46 736 736 2 5 15.5 10 7军训Martial Training 0 3周 3周毕业实习Internships 4 4周 4周毕业论文(设计)Dissertation 4 8周 8周实践环节必修课程小计Subtotal 815周 3周 12周合 计Total 140 29672436 8周备注：1.本表必修课部分为专业（大类）必修课（所有学生必须学习的）课程设置表，即综合教务系统中的课程计划表。2. 选修 课部分
28、 为课组设置表，即综合教务系统中的课组计划表。3.课程号栏目中必修课部分为课程号，选修课部分为课组号。金融数学与金融工程专业的专业课程设置及学时分配表(课组课程) 表二总学时分配 按 学 期 周 学 时 分 配类别性质课组号Course group number课程号Course No.课 程 名 称Course Name学分数总学时授课实验上机一学期二学期三学期四学期五学期六学期七学期八学期专业课组名称Specialized group name02070 02071001 金融投资学Financial Investments 3 56 40 16 2.5+102070 02068001 金
29、融工程学Financial Engineering 3 54 54 302070 02037001 公司理财Corporate Finance 3 54 54 302070 02152000 金融经济学Financial Economics 3 54 54 302070 02020001常微分方程Ordinary Differential Equations3 54 54 302070 02133001 运筹学Operational Research 3 54 54 3专业课必修课组选修课程02071 02097000 时间序列分析Time Series Analysis 3 54 54 3小
30、计Subtotal 21 380 364 3 9.5 6 302071 02159000中级微观经济学Intermediate Microeconomics2 36 36 202071 02158000中级宏观经济学Intermediate Macroeconomics2 36 36 202040 02041000 国际金融（英） International Finance 2 36 36 202071 02154000 复变函数Complex Analysis 2 36 36 202071 02098000 实变函数Real Variable Functions 2 36 36 202071
31、 02092000商业银行经营管理Management of Commercial Banking2 36 36 202071 02043000国际财务管理（英）International FinancialManagement2 36 36 202071 02041000国际结算（英）International Settlements2 40 24 16 1.5+102071 02070000 金融市场学Financial Markets 2 36 36 202041 02142001中国金融史Financial History of China2 36 36 202070 02120000
32、西方货币金融理论Western Theory on Money & Finance2 36 36 202071 02076000 经济法Economic law 2 36 36 202071 02155000金融风险管理Management of Financial Risk2 36 36 202071 02002001 保险精算Actuarial Science 2 36 36 202071 02174000 利息理论Theory of Interest 2 36 36 202041 02148000 固定收益证券Fixed Income Securities 2 36 36 202071
33、02047000 国际贸易学International Trade 2 36 36 202071 02170001 数理经济学Mathematical Economics 2 36 36 202071 02019000 产业经济学Industrial Economy 2 36 36 2投资组合管理Management of Investment Portfolios2 36 36 2银行会计Bank accounting 2 40 24 16 1.5+1市场营销Marketing 2 36 36 2商业银行系列讲座Lectures in Commercial Banking2 36 36 20
34、2071 02061000会计电算化Accounting Computerization2 40 24 16 1.5+102071 02026000电子商务Electric Commercial Affairs2 36 36 202071 02130001应用经济软件选讲Applied Economics Softwares2 36 36 202041 02095000 审计学Auditing 2 32 32 202041 02085000中级财务会计学Intermediate Corporation Financial Accounting2 32 32 202041 02013001财务报
35、表分析Analysis of Financial Statements2 32 32 202041 02144000中国经济思想史History of Chinese Economic Thoughts2 32 32 202020 02052000国际投资学International Investments2 32 32 202020 02050000 国际市场营销International Marketing 2 40 24 16 1.5+0.502020 02048001国际商法International Business Law2 32 32 202020 02075000进出口业务Im
36、port and Export Business2 40 24 16 1.5+0.502020 02114000外贸函电(英)Business Correspondence in English2 32 32 202020 02049000国际商务谈判(英)International Business Negotiation2 32 32 202021 02083000欧盟经济Economy of European Union2 32 32 202020 02171000贸易政策与商务外交Policy & Commercial Diplomacy2 32 32 202021 02080000
37、美国经济（英）American Economy 2 32 32 202021 02089001 日本经济Japanese Economy 2 32 32 202021 020900(1-2)0 日语Japanese 3 48 48 302021 02113000外贸保险International Trade Insurance2 32 32 202021 02118000 物流管理Logistics Management 2 32 32 2国际服务贸易International Trade in Service2 32 32 2社交.商务礼仪Social and Business Etique
38、tte2 32 32 202030 02055001 国家税收National Taxations 2 32 32 2财政学Public Finance 2 32 32 202030 02132001政府预算管理Management of Government Budget 2 32 32 202030 02013000 财务管理Financial Management 2 32 32 202030 02141000中国财政史History of Public Finance in China2 32 32 202030 02106000 税务管理Tax Management 2 40 24
39、16 1.5+0.5纳税检查Tax Auditing 2 32 32 202031 02051000 国际税收International Taxation 2 32 32 202031 02034000公共支出经济分析Economic Analysis of Public Expenditures2 32 32 202031 02172000 社会保障学Social Security 2 32 32 202031 02105000 税收筹划Tax Planning 2 32 32 2税务代理实务Tax Agent Practices 2 32 32 202031 02111001外国财政Pub
40、lic Finance of Foreign Countries2 32 32 202031 02147000中 华 人 民 共 和 国 财 政 史History of Public Finance forP. R. China2 32 32 202031 02021000 成本会计Cost Accounting 2 32 32 202031 02017000公共政策分析（英）Analysis of Public Policies2 32 32 202031 02006000比较财政学Comparative Public Finance2 32 32 202031 02024000 地方财政L
41、ocal Public Finance 2 32 32 202031 02018000 财政专题讲座Topics in Public Finance 2 32 32 2税务会计Tax Accounting 2 32 32 202031 02058000国有资产管理Management of State Assets2 32 32 2税收经济学Economics of Taxation 2 32 32 202031 02079000 劳动经济学Labor Economics 2 32 32 2人力资源管理Human Resource Management2 32 32 2保险学Insurance
42、 2 32 32 202050 02029001 风险管理Risk Management 2 32 32 2风险理论Theory of Risk 2 32 32 202050 02011001 财产保险Property Insurance 2 32 32 202050 02088001 人身保险Personal Insurance 2 32 32 2保险经济学Insurance Economics 2 32 32 202050 02134000 再保险Re-Insurance 2 32 32 2社会保险Social Insurance 2 32 32 202051 02153001 保险法学I
43、nsurance Law 2 32 32 202051 02176000 海上保险Maritime Insurance 2 32 32 202051 02003000保险经营管理Insurance Business Management2 32 32 202051 02175000 保险会计Insurance Accounting 2 32 32 2非寿险精算Actuarial Science for Non-life Insurance2 32 32 202051 02005000 保险营销Insurance Marketing 2 32 32 2国际风险与保险International R
44、isk and Insurance2 32 32 2保险英语Insurance English 2 32 32 2博弈论Game Theory 2 32 32 2法经济学Law and Economics 2 32 32 2投资经济学Investment Economics 2 32 32 2制度经济学Institutional Economics 2 32 32 2当代中国经济问题Contemporary Chinese Economic Issues2 32 32 2经济史Economic History 2 32 32 2发展经济学Development Economics 2 32 3
45、2 2经济学著作选读Selected Readings in Economics Literature2 32 32 2区域经济学Regional Economics 2 32 32 2社会费用效益分析理论与方法Social Costs and Benefits: Theory and Methods2 32 32 2生态经济学Ecological Economics 2 32 32 2应用经济学研究方法论Research Methodology of Applied Economics2 32 32 2社会调查Social Survey 2 32 32 2福利经济学Welfare Econo
46、mics 2 32 32 2信息经济学Informational Economics 2 32 32 2土地经济学Land Economics 2 32 32 2房地产经济Real Estate Economics 2 32 32 2品牌经济学Brand Economics 2 32 32 2人口资源与环境经济学Population Resources &Environmental Economics2 32 32 2项目评估Project Evaluation 2 32 32 2劳资关系研究Researches in Labor Relations2 32 32 2股票投资概要Stock Investments 2 32 32 2小计Subtotal18/2152288/3580288/3484 2 26/684/88.54/56备注：本表为专业课组课程设置表，即综合教务系统中的课程课组对照表。凡是 总表必修课程中不能全专业或全专业大类学生都适用的课程都应进入本表。教学院长（签字）： 学院本科教学指导委员会主任（签字）：年 月 日 年 月 日
