1、金融工程专业培养方案（020109W）（Financial Engineering 020109W）一、专业简介（、Major Introduction）金融工程专业是为适应我国市场经济发展中社会对应用型中高级金融专业人才需求设立的一个应用经济学本科专业。本专业培养学生扎实的现代经济学理论基础，扎实的大金融理论和实务知识，突出金融工程专业理论和实务知识，能够开发、设计、操作新型的金融工具和交易手段，适应金融高技术化、国际化和信息化的需要，胜任在金融机构和企业从事财务、风险管理以及从事教学、科研工作。The major in financial engineering is an applied
2、 undergraduate major established to satisfy the need for intermediate and advanced financial experts in Chinese socialist market economy. Students in this major will be trained to have a solid foundation in modern economic theory, finance theory and professional knowledge. A focus is on the theory a
3、nd professional knowledge in financial engineering such that students will be able to develop, design and operate cutting-edge financial instruments and transaction tools, in order to meet the needs as the field of finance becomes increasingly technology-intensive, internationalized and information-
4、intensive. Students will be qualified to work in accounting and risk managing jobs in financial institutions and firms, as well as teaching and research jobs in academia. 二、培养目标（、Academic Objectives）本专业以培养“政治思想素质高、身心健康、学科基础扎实、富有创新精神、知识面宽、能力强、综合素质高”的理论与应用相结合的金融专业人才为目标。The objective of this major is t
5、o train financial experts with “high morality, healthy body and mind, solid expertise, innovating spirit, broad knowledge, strong ability, and high comprehensive qualities”, who can combine theory and professional knowledge. 三、培养要求（、Academic Requirements）基本要求是：1具有坚定的政治信念，具有高度的爱国主义热情，具有崇高的理想，具有强烈的社会责
6、任心，过硬的社会竞争力乃至国际竞争力，个性与人格得到充分、健康地发展。2系统掌握现代经济学理论、宏微观金融理论、金融工程与金融管理理论与实务知识，熟悉各种现代金融工具的特性、功能并有相应的操作能力。3具备综合运用经济金融分析方法和手段进行社会调查、分析以及解决金融实际问题的能力。4熟悉国家金融改革与金融发展状况，金融政策与法规。5了解中外金融学术发展动态及应用前景。6毕业后能够胜任在银行、保险、证券、信托等实际金融部门从事金融业务性、技术性以及管理性工作；胜任在企事业单位从事财务、理财工作；胜任在教育、科研部门从事教学、科研工作。The basic requirements include,
7、1. Students should have a firm political belief and strong patriotism, lofty ideals, a strong sense of social responsibility, and advanced social or even international competitive power, a healthy and fully developed individuality. 2. Student should have a solid foundation in economic theory, macro
8、and micro finance theory, financial management, and professional knowledge, and become familiar with the characteristics and functions of various modern financial instruments, and be able to work with them. 3. Students should have the ability to combine economic methods and financial analysis in con
9、ducting social investigations, economic financial analysis and solving practical financial problems. 4. Students should become familiar with Chinese financial reforms and the state of Chinas financial development, as well as financial policies and regulations. 5. Students should be aware of the dyna
10、mics of financial researches in and outside of China, and their potentials of application. 6. After graduation, students will be qualified for (1) financial and managerial jobs in banks, insurance companies, securities firms, trust companies; (2) accounting and managerial jobs in private firms and p
11、ublic organizations; (3) teaching and research jobs in academia.四、学制与学位（、Length of Study and Degree）学制四年。按计划要求完成学业者，授予经济学学士学位。It takes four years to complete this major. Those who satisfy all requirements as planned will be awarded a bachelor degree in economics. 五、学时与学分(、Hours/Credits)总学分：140(Total
12、 Credits：140)课程教学学时/学分：2168 /132 占总学分的比例：94.3 (Curriculum Class Hours/Credits： 2168/132 Percentage in Total Credits：94.3 %)六、专业主干课程(、Main Courses)政治经济学、宏微观经济学（初级和中级） 、货币经济学、公共经济学、国际经济学、计量经济学、经济学说史、金融投资学、金融工程学、公司理财、商业银行经营管理、西方货币金融理论、国际金融（英） 、国际结算（英） 、金融经济学、国际金融管理（英） 、金融风险管理、金融市场学、固定收益证券、中国金融史、投资组合管理、
13、银行会计、市场营销、商业银行系列讲座。Political Economy, Macroeconomics and Microeconomics, Monetary Economics, Public Economics, International Economics, Econometrics, History of Economic Thoughis, Financial Investment, Financial Engineering, Corporate Finance, Management of Commercial Banking, Western Theory on Mone
14、tary and Finance, International Finance, International Settlements, Financial Economics, International Financial Management, Management of Financial Risk, Financial Markets, Fixes Income Securities, History of Chinese Finance, Management of Investment Portfolios, Bank Accounting, Marketing, Lectures
15、 in Commercial Banking .七、主要专业实验和实习安排（、Main Laboratory Courses and Internships）计算机类、金融投资类、商业银行类、财务类、计量经济类专业课程实验，以及毕业实习。Laboratory courses related to computers, financial investments, commercial banking, accounting, and econometrics, as well as interns before graduation. 八、专业优势及特色(、Major Strength and
16、 Characteristics)本专业包括金融工程一个专业方向，培养学生扎实的经济学理论功底，扎实的金融理论、金融工程、金融管理知识及应用方法，初步具备开发、设计、操作新型金融工具的能力，综合运用各种经济金融分析工具和方法进行社会调查、经济分析和解决经济金融实际问题的能力。This major includes one specialization in financial engineering. It trains students to have a solid foundation in theories in economics and finance, financial eng
17、ineering, financial management and related professional knowledge. Students will acquire the ability to develop, design and operate cutting-edge financial instruments, and use various economic and financial analyzing tools to conduct social investigations and economic analysis, and as well as solvin
18、g practice economic and financial problems. 九、各类课程学时学分比例（、The proportion of credit hours of courses）课程类别 学分 学时 占总学分百分比通识教育必修课程 32 771 22.86%学科基础平台课程 35 624 25%专业基础课程 15 232 10.71%必修课实践环节9081723+11 周11 周64.28%5.71%通识教育核心课程 10 160 7.14%通识教育选修课程 6 96 4.29%选修课专业选修课程503480054435.72%24.29%毕业要求总合计 140 2223
19、+11 周 100%十、教学进程、学时学分总体安排（见下表） （、Curriculum, hours and credits）金融工程专业课程设置及学时分配表 总表总学时分配 按 学 期 周 学 时 分 配类别性质课程号Course No.课 程 名 称Course Name学分数总学时授课实验上机一学期二学期三学期四学期五学期六学期七学期八学期备 注Notes中国化的马克思主义Chinese Marxism 3 58 48 3 课外 10道德与法律Morals and Law 3 58 48 3 课外 10马克思主义原理Basic Principles of Marxism3 58 48 3
20、 课外 10中国近现代史纲要Brief of Chinas Modern History1.5 29 24 1.5 课外 5大学英语(二级起点 1-3)College English(1-3) 9 240 96 96 2+2 2+2 2+2 自主学习 48通识教育必修课程必修课程体育(1-4)Physical Education (1-4)4 128 128 2 2 2 2大学计算机基础Introduction of Computer 2 32 32 2计算机技术基础Foundation of Computer Technologies3 64 32 32 2军事理论Military Theo
21、ry 2 32 32形势政策与社会实践(1-6)Trend, Policy and Social Practice(1-6)1.5 72 24 1 1 1 1 1 1 课外 48小 计Subtotal 32 771 512 96 3210+28.5+4 8+2 3 4 1 课外 131课组号国学修养类Traditional Chinese Culture Group2 32 32 2课组号创新创业类Innovation and Entrepreneurship Education Group2 32 32 2课组号 艺术审美类Art Aesthetic 2 32 32 2必选课组号 自然科学类
22、Science Group 2 32 32 2课组号工程技术类Engineering and Technology Group2 32 32 2人文社科必选通识教育核心课程小计Subtotal 10 160 160 2 2 2 4通识教育选修课General Education Selective6 96 96 2 2 2通识教育选修课程选修课程小计Subtotal 6 96 96 2 2 2微积分(1-2)Calculus(1-2) 8 160 128 4 4课外学时 32(习题)线性代数Linear Algebra 4 80 64 4课外学时 16(习题)概率论与数理统计Probabili
23、ty and Mathematical Statistics4 80 64 4 课外学时 16(习题)政治经济学(1-2)Political Economy(1-2) 4 64 64 2 2微观经济学Microeconomics 3 48 48 3宏观经济学Macroeconomics 3 48 48 3统计学Statistics 3 48 48 3基础会计学Principles of Accounting 3 48 48 3管理学概论Principles of Management 3 48 48 3学科平台基础课程小计Subtotal 35 624 560 12 13 4 6 课外 64货
24、币经济学Monetary Economics 3 48 48 3专业基础课程公共经济学Public Economics 3 48 48 3国际经济学（国际贸易理论）International Economics I (Theory of International Trade)2 32 32 2国际经济学（国际金融理论）International Economics II (Theory of International Finance)2 32 32 2计量经济学Econometrics 3 72 40 162.5+1课外学时 16(习题)经济学说史History of Economic T
25、houghts2 2小 计Subtotal 15 232 200 16 6 9.5 课外 16课组号 金融工程必修课组Compulsory Group 16 272 240 32 5.5 11.5课组号 金融工程选修课组 Elective Group 18 188 188 2 2 6 4 4专业课程选修课程 专业课基本要求小计Major Basic Requirements Subtotal 34 544 544 2 2 10.514.5 4军训Martial Training 0 3 周 3 周毕业实习Internships 4 4 周 4 周毕业论文(设计)dissertation 4 8
26、 周 8 周实践环节必修课程小计Subtotal 815周 3 周 12 周合 计Total 140 27792168 6备注：1.本表必修课部分为专业（大类）必修课（所有学生必须学习的）课程设置表，即综合教务系统中的课程计划表。2. 选修 课部分 为课组设置表，即综合教务系统中的课组计划表。3.课程号栏目中必修课部分为课程号，选修课部分为课组号。金融工程专业的专业课程设置及学时分配表(课组课程) 表二总学时分配 按 学 期 周 学 时 分 配类别性质课组号Course group number课程号Course No.课 程 名 称Course Name学分数总学时授课实验上机一学期二学期三
27、学期四学期五学期六学期七学期八学期专业课组名称Specialized group name02040 02071001 金融投资学Financial Investments 3 56 40 16 2.5+102040 02068001 金融工程学Financial Engineering 3 48 48 302040 02037001 公司理财Corporate Finance 3 48 48 302040 02092000商业银行经营管理Management of Commercial Banking2 40 24 16 1.5+102040 02120000 金融经济学Financial
28、Economics 3 48 48 302040 02041000 国际金融（英）International Finance 2 32 32 2专业课必修课组选修课程小计Subtotal 16 272 240 32 5.5 11.502041 02159000中级微观经济学Intermediate Microeconomics2 32 32 202041 02158000中级宏观经济学Intermediate Macroeconomics2 32 32 202041 02043000国际金融管理(英)International FinancialManagement2 32 32 202040
29、 02076000 经济法Economic Law 2 32 32 202041 02110000 国际结算(英)International Settlements 2 40 24 16 1.5+102041 02097001 时间序列分析Time Series Analysis 2 32 32 202041 02155000金融风险管理Management of Financial Risk2 32 32 202040 02120000西方货币金融理论Western Theory on Money & Finance2 32 32 202041 02170001 数理经济学Mathemati
30、cal Economics 2 32 32 202041 02070000 金融市场学Financial Markers 2 32 32 202041 02148000 固定收益证券Fixed Income Securities 2 32 32 202041 02142001 中国金融史History of Chinese Finance 2 32 32 202041 02095000 审计学Auditing 2 32 32 202041 02085000中级财务会计学Intermediate Corporation Financial Accounting2 32 32 202041 020
31、13001财务报表分析Analysis of Financial Statements2 32 32 202041 02144000中国经济思想史History of Chinese Economic Thoughts2 32 32 202041 02019000 产业经济学Industrial Economics 2 32 32 202041 02061000 会计电算化Accounting Computerization 2 40 24 16 1.5+102041 02026000 电子商务Electronic Commerce 2 32 32 202041 02130001应用经济软件选
32、讲Applied Economics Softwares2 32 32 2投资组合管理Management of Investment Portfolios2 32 32 2银行会计Bank Accounting 2 40 24 16 1.5+1市场营销Marketing 2 32 32 2商业银行系列讲座Lectures in Commercial Banking2 32 32 202020 02052000 国际投资学International Investments 2 32 32 202020 02050000 国际市场营销International Marketing 2 40 24
33、 16 1.5+0.5国际贸易学International Trade 2 32 32 2专业选修课组02020 02048001 国际商法International Business Law 2 32 32 202020 02075000 进出口业务Import and Export Business 2 40 24 16 1.5+0.502020 02114000外贸函电( 英)Business Correspondence in English2 32 32 202020 02049000国际商务谈判( 英)International Business Negotiation2 32 3
34、2 202021 02083000 欧盟经济Economy of European Union 2 32 32 202020 02171000贸易政策与商务外交Policy & Commercial Diplomacy2 32 32 202021 02080000 美国经济（英）American Economy 2 32 32 202021 02089001 日本经济Japanese Economy 2 32 32 202021 020900(1-2)0 日语Japanese 3 48 48 302021 02113000 外贸保险International Trade Insurance 2
35、 32 32 202021 02118000 物流管理Logistics Management 2 32 32 2国际服务贸易International Trade in Service2 32 32 2社交.商务礼仪Social and Business Etiquette2 32 32 202030 02055001 国家税收National Taxations 2 32 32 2财政学Public Finance 2 32 32 202030 02132001政府预算管理Management of Government Budget 2 32 32 202030 02013000 财务管
36、理Financial Management 2 32 32 202030 02141000中国财政史History of Public Finance in China2 32 32 202030 02106000 税务管理Tax Management 2 40 24 16 1.5+0.5纳税检查Tax Auditing 2 32 32 202031 02051000 国际税收International Taxation 2 32 32 202031 02034000公共支出经济分析Economic Analysis of Public Expenditures2 32 32 202031 0
37、2172000 社会保障学Social Security 2 32 32 202031 02105000 税收筹划Tax Planning 2 32 32 2税务代理实务Tax Agent Practices 2 32 32 202031 02111001外国财政Public Finance of Foreign Countries2 32 32 202031 02147000中 华 人 民 共 和 国 财 政 史History of Public Finance forP. R. China2 32 32 202031 02021000 成本会计Cost Accounting 2 32 32
38、 202031 02017000 公共政策分析（英）Analysis of Public Policies 2 32 32 202031 02006000 比较财政学Comparative Public Finance 2 32 32 202031 02024000 地方财政Local Public Finance 2 32 32 202031 02018000 财政专题讲座Topics in Public Finance 2 32 32 2税务会计Tax Accounting 2 32 32 202031 02058000 国有资产管理Management of State Assets 2
39、 32 32 2税收经济学Economics of Taxation 2 32 32 202031 02079000 劳动经济学Labor Economics 2 32 32 2人力资源管理Human Resource Management2 32 32 2保险学Insurance 2 32 32 202050 02029001 风险管理Risk Management 2 32 32 2风险理论Theory of Risk 2 32 32 202050 02002001 保险精算Actuarial Science 2 32 32 202050 02011001 财产保险Property Ins
40、urance 2 32 32 202050 02088001 人身保险Personal Insurance 2 32 32 2保险经济学Insurance Economics 2 32 32 202050 02134000 再保险Re-Insurance 2 32 32 202050 02174000 利息理论Theory of Interest 2 32 32 2社会保险Social Insurance 2 32 32 202051 02153001 保险法学Insurance Law 2 32 32 202051 02176000 海上保险Maritime Insurance 2 32 3
41、2 202051 02003000保险经营管理Insurance Business Management2 32 32 202051 02175000 保险会计Insurance Accounting 2 32 32 2非寿险精算Actuarial Science for Non-life Insurance2 32 32 202051 02005000 保险营销Insurance Marketing 2 32 32 2国际风险与保险International Risk and Insurance2 32 32 2保险英语Insurance English 2 32 32 2博弈论Game T
42、heory 2 32 32 2法经济学Law and Economics 2 32 32 2投资经济学Investment Economics 2 32 32 2制度经济学Institutional Economics 2 32 32 2当代中国经济问题Contemporary Chinese Economic Issues2 32 32 2经济史Economic History 2 32 32 2发展经济学Development Economics 2 32 32 2经济学著作选读Selected Readings in Economics Literature2 32 32 2区域经济学R
43、egional Economics 2 32 32 2社会费用效益分析理论与方法Social Costs and Benefits: Theory and Methods2 32 32 2生态经济学Ecological Economics 2 32 32 2应用经济学研究方法论Research Methodology of Applied Economics2 32 32 2社会调查Social Survey 2 32 32 2福利经济学Welfare Economics 2 32 32 2信息经济学Informational Economics 2 32 32 2土地经济学Land Econ
44、omics 2 32 32 2房地产经济Real Estate Economics 2 32 32 2品牌经济学Brand Economics 2 32 32 2人口资源与环境经济学Population Resources &Environmental Economics2 32 32 2项目评估Project Evaluation 2 32 32 2劳资关系研究Researches in Labor Relations2 32 32 2股票投资概要Stock Investments 2 32 32 2小计Subtotal18/209288/3392288/3296 96 2 26/664/82.54/58备注：本表为专业课组课程设置表，即综合教务系统中的课程课组对照表。凡是 总表必修课程中不能全专业或全专业大类学生都适用的课程都应进入本表。教学院长（签字）： 学院本科教学指导委员会主任（签字）：年 月 日 年 月 日
